Companies 0 See All
Hedge Funds 0 See All
Insiders 0 See All
Institutional Investors 0 See All
Click here to see all results for
Home > Insider Trading > Filing (0001209191-21-039305)

Filing Details

Accession Number:
0001209191-21-039305
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-06-09 19:57:40
Reporting Period:
2021-06-07
Accepted Time:
2021-06-09 19:57:40
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1577526 C3.Ai Inc. AI () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1031530 M Thomas Siebel C/O C3.Ai, Inc.
1300 Seaport Blvd, Suite 500
Redwood City CA 94603		 Chief Executive Officer Yes Yes Yes No
1834425 Siebel Living Trust U/A/D 7/27/93, As Amended C/O C3.Ai, Inc.
1300 Seaport Blvd, Suite 500
Redwood City CA 94063		 No No Yes No
Reported Non-Derivative Transactions
Show Other Fields >>
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Disposition 2021-06-07 424,991 $60.05 8,814,481 No 4 S Indirect See Footnote
Class A Common Stock Disposition 2021-06-07 73,367 $61.34 8,741,114 No 4 S Indirect See Footnote
Class A Common Stock Disposition 2021-06-07 1,642 $62.00 8,739,472 No 4 S Indirect See Footnote
Class A Common Stock Disposition 2021-06-08 265,269 $62.87 8,474,203 No 4 S Indirect See Footnote
Class A Common Stock Disposition 2021-06-08 351,741 $64.06 8,122,462 No 4 S Indirect See Footnote
Class A Common Stock Disposition 2021-06-08 32,990 $64.51 8,089,472 No 4 S Indirect See Footnote
Class A Common Stock Disposition 2021-06-09 121,514 $64.55 7,967,958 No 4 S Indirect See Footnote
Class A Common Stock Disposition 2021-06-09 22,842 $65.07 7,945,116 No 4 S Indirect See Footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect See Footnote
No 4 S Indirect See Footnote
No 4 S Indirect See Footnote
No 4 S Indirect See Footnote
No 4 S Indirect See Footnote
No 4 S Indirect See Footnote
No 4 S Indirect See Footnote
No 4 S Indirect See Footnote
Reported Derivative Transactions
Show Other Fields >>
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Class B Common Stock Disposition 2021-03-31 43,047 $0.00 43,047 $0.00
Class A Common Stock Class B Common Stock Disposition 2021-03-31 43,047 $0.00 43,047 $0.00
Class A Common Stock Class B Common Stock Disposition 2021-06-07 1,217 $0.00 1,217 $0.00
Class A Common Stock Class B Common Stock Disposition 2021-06-07 1,217 $0.00 1,217 $0.00
Class A Common Stock Class B Common Stock Acquisiton 2021-06-07 2,434 $0.00 2,434 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 5 G Indirect
0 No 5 G Indirect
17,792 No 5 G Indirect
17,792 No 5 G Indirect
2,035,182 No 5 G Indirect
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common Stock 1,756,390 Direct
Class A Common Stock 9,216 Indirect See Footnote
Class A Common Stock 170,294 Indirect See Footnote
Class A Common Stock 72,695 Indirect See Footnote
Class A Common Stock 1,237,115 Indirect See Footnote
Reported Derivative Holdings
Show Other Fields >>
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Class A Common Stock Class B Common Stock $0.00 500,000 500,000 Indirect
Class A Common Stock Class B Common Stock $0.00 82,109 82,109 Indirect
Class A Common Stock Class B Common Stock $0.00 82,109 82,109 Indirect
Class A Common Stock Class B Common Stock $0.00 23,758 23,758 Indirect
Class A Common Stock Class B Common Stock $0.00 23,758 23,758 Indirect
Class A Common Stock Class B Common Stock $0.00 18,353 18,353 Indirect
Class A Common Stock Class B Common Stock $0.00 18,353 18,353 Indirect
Class A Common Stock Class B Common Stock $0.00 10,250 10,250 Indirect
Class A Common Stock Class B Common Stock $0.00 10,250 10,250 Indirect
Expiration Date Amount Remaning Holdings Nature of Ownership
500,000 500,000 Indirect
82,109 82,109 Indirect
82,109 82,109 Indirect
23,758 23,758 Indirect
23,758 23,758 Indirect
18,353 18,353 Indirect
18,353 18,353 Indirect
10,250 10,250 Indirect
10,250 10,250 Indirect
Footnotes
  1. Represents weighted average sales price. The shares were sold at prices ranging from $60.00 to $60.96. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
  2. The shares are held by The Siebel Living Trust u/a/d 7/27/93, a amended, of which the Reporting Person is trustee.
  3. Represents weighted average sales price. The shares were sold at prices ranging from $61.00 to $61.98. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
  4. Represents weighted average sales price. The shares were sold at prices ranging from $62.50 to $63.49. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
  5. Represents weighted average sales price. The shares were sold at prices ranging from $63.50 to $64.47. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
  6. Represents weighted average sales price. The shares were sold at prices ranging from $64.50 to $64.60. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
  7. Represents weighted average sales price. The shares were sold at prices ranging from $64.00 to $64.98. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
  8. Represents weighted average sales price. The shares were sold at prices ranging from $65.00 to $65.14. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
  9. The shares are held by First Virtual Holdings, LLC, of which the Reporting Person is Chairman.
  10. The shares are held by Siebel Asset Management, L.P., of which the Reporting Person is the general partner.
  11. The shares are held by Siebel Asset Management III, L.P., of which the Reporting Person is the general partner.
  12. The shares are held by The Siebel 2011 Irrevocable Children's Trust, of which the Reporting Person is co-trustee.
  13. Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock.
  14. On March 31, 2021, shares held by the annuity trust were transferred to the beneficiaries of the trust to satisfy annuity payments.
  15. The shares were held by The Siebel 2013 Annuity Trust I u/a/d 10/8/2013, of which the Reporting Person is the trustee.
  16. The shares were held by The Siebel 2013 Annuity Trust II u/a/d 10/8/2013, of which the Reporting Person is the trustee.
  17. On June 7, 2021, shares held by the annuity trust were transferred to The Siebel Living Trust u/a/d 7/27/1983 to satisfy annuity payments.
  18. The shares are held by The Siebel 2020 Annuity Trust I u/a/d 3/4/2020, of which the Reporting Person is the trustee.
  19. The shares are held by The Siebel 2020 Annuity Trust II u/a/d 3/4/2020, of which the Reporting Person is the trustee.
  20. On June 7, 2021, these shares that were held by related annuity trusts were transferred to The Siebel Living Trust u/a/d 7/27/1983 to satisfy annuity payments.
  21. The shares are held by The Siebel 2014 Annuity Trust I u/a/d 10/22/2014, of which the Reporting Person is the trustee.
  22. The shares are held by The Siebel 2014 Annuity Trust II u/a/d 10/22/2014, of which the Reporting Person is the trustee.
  23. The shares are held by The Siebel 2017 Annuity Trust I u/a/d 11/28/2017, of which the Reporting Person is the trustee.
  24. The shares are held by The Siebel 2017 Annuity Trust II u/a/d 11/28/2017, of which the Reporting Person is the trustee.
  25. The shares are held by The Siebel 2018 Annuity Trust I u/a/d 12/13/2018, of which the Reporting Person is the trustee.
  26. Previous Form 4 filed on March 10, 2021 contained a typo in the amount of securities beneficially owned. This amount has been corrected in this Form 4.
  27. The shares are held by The Siebel 2018 Annuity Trust II u/a/d 12/18/2018, of which the Reporting Person is the trustee.
  28. The shares are held by The Siebel 2020 Annuity Trust III u/a/d 12/3/2020, of which the Reporting Person is the trustee.
  29. The shares are held by The Siebel 2020 Annuity Trust IV u/a/d 12/3/2020, of which the Reporting Person is the trustee.
Insider Monkey Quarterly Strategy
+336.2% Insider Monkey Quarterly Strategy
+144.8% Benchmark50% S&P 500 ETF and 50% Russell 2000 ETF
300%
200%
100%
Subscribe Now

Returns since its inception in May 2014 (through November 14th, 2024)