Filing Details
- Accession Number:
- 0001493152-21-013938
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-06-09 18:59:29
- Reporting Period:
- 2021-06-09
- Accepted Time:
- 2021-06-09 18:59:29
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1106838 | Sonnet Biotherapeutics Holdings Inc. | SONN | Pharmaceutical Preparations (2834) | 522102141 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1664386 | Pankaj Mohan | C/O Sonnet Biotherapeutics Holdings, Inc 100 Overlook Center Princeton NJ 08540 | Chairman, President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2021-06-09 | 4,000 | $1.55 | 326,266 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2021-06-09 | 28,000 | $1.55 | 354,266 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 7,992 | Indirect | By Child |
| Common Stock | 930,705 | Indirect | By Mohan Family Office |
Footnotes
- Includes unvested RSUs.
- Reporting Person jointly exercises dispositive and voting power over the securities owned by the Mohan Family Office.
Billionaire Hedge Funds
