Filing Details
- Accession Number:
- 0001214659-21-006408
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-06-09 17:10:50
- Reporting Period:
- 2021-06-08
- Accepted Time:
- 2021-06-09 17:10:50
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1293310 | Humanigen Inc | HGEN | Pharmaceutical Preparations (2834) | 770557236 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1600814 | P. Edward Jordan | C/O Humanigen, Inc. 533 Airport Blvd., Suite 400 Burlingame CA 94010 | Chief Commercial Officer | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2021-06-08 | 14,700 | $9.65 | 14,700 | No | 4 | M | Direct | |
Common Stock | Disposition | 2021-06-08 | 14,700 | $20.08 | 0 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | Disposition | 2021-06-08 | 14,700 | $0.00 | 14,700 | $9.65 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
73,500 | 2020-12-31 | 2030-09-18 | No | 4 | M | Direct |
Footnotes
- On September 18, 2020, Mr. Jordan was granted an option to purchase 88,200 shares of the Company's common stock, which vests in 12 ratable quarterly installments commencing December 31, 2020.
- The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $20.00 to $20.21, inclusive. The reporting person undertakes to provide upon request to the issuer, the Securities and Exchange Commission or any security holder of the issuer full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2).