Filing Details

Accession Number:
0001214659-21-006408
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-06-09 17:10:50
Reporting Period:
2021-06-08
Accepted Time:
2021-06-09 17:10:50
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1293310 Humanigen Inc HGEN Pharmaceutical Preparations (2834) 770557236
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1600814 P. Edward Jordan C/O Humanigen, Inc.
533 Airport Blvd., Suite 400
Burlingame CA 94010
Chief Commercial Officer No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2021-06-08 14,700 $9.65 14,700 No 4 M Direct
Common Stock Disposition 2021-06-08 14,700 $20.08 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Disposition 2021-06-08 14,700 $0.00 14,700 $9.65
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
73,500 2020-12-31 2030-09-18 No 4 M Direct
Footnotes
  1. On September 18, 2020, Mr. Jordan was granted an option to purchase 88,200 shares of the Company's common stock, which vests in 12 ratable quarterly installments commencing December 31, 2020.
  2. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $20.00 to $20.21, inclusive. The reporting person undertakes to provide upon request to the issuer, the Securities and Exchange Commission or any security holder of the issuer full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2).