Filing Details
- Accession Number:
- 0001013857-21-000138
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-06-09 17:04:07
- Reporting Period:
- 2021-06-07
- Accepted Time:
- 2021-06-09 17:04:07
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1013857 | Pegasystems Inc | PEGA | Services-Computer Processing & Data Preparation (7374) | 042787865 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1680115 | Kenneth Stillwell | C/O Pegasystems Inc. One Rogers Street Cambridge MA 02142 | Coo, Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2021-06-07 | 426 | $0.00 | 8,077 | No | 4 | M | Direct | |
Common Stock | Disposition | 2021-06-07 | 189 | $119.85 | 7,888 | No | 4 | F | Direct | |
Common Stock | Acquisiton | 2021-06-07 | 430 | $0.00 | 8,318 | No | 4 | M | Direct | |
Common Stock | Disposition | 2021-06-07 | 191 | $119.85 | 8,127 | No | 4 | F | Direct | |
Common Stock | Acquisiton | 2021-06-09 | 469 | $44.30 | 8,596 | No | 4 | M | Direct | |
Common Stock | Disposition | 2021-06-09 | 298 | $128.84 | 8,298 | No | 4 | F | Direct | |
Common Stock | Acquisiton | 2021-06-09 | 1,372 | $58.95 | 9,670 | No | 4 | M | Direct | |
Common Stock | Disposition | 2021-06-09 | 958 | $128.84 | 8,712 | No | 4 | F | Direct | |
Common Stock | Acquisiton | 2021-06-09 | 1,462 | $64.35 | 10,174 | No | 4 | M | Direct | |
Common Stock | Disposition | 2021-06-09 | 1,055 | $128.84 | 9,119 | No | 4 | F | Direct | |
Common Stock | Disposition | 2021-06-09 | 992 | $129.06 | 8,127 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Restricted Stock Units | Disposition | 2021-06-07 | 426 | $0.00 | 426 | $0.00 |
Common Stock | Restricted Stock Units | Disposition | 2021-06-07 | 430 | $0.00 | 430 | $0.00 |
Common Stock | Stock Options | Disposition | 2021-06-09 | 469 | $0.00 | 469 | $44.30 |
Common Stock | Stock Options | Disposition | 2021-06-09 | 1,372 | $0.00 | 1,372 | $58.95 |
Common Stock | Stock Options | Disposition | 2021-06-09 | 1,462 | $0.00 | 1,462 | $64.35 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
2,984 | 2019-03-05 | No | 4 | M | Direct | |
4,722 | 2020-03-06 | No | 4 | M | Direct | |
1,407 | 2018-03-02 | 2027-03-02 | No | 4 | M | Direct |
9,606 | 2019-03-05 | 2028-03-05 | No | 4 | M | Direct |
16,082 | 2020-03-06 | 2029-03-06 | No | 4 | M | Direct |
Footnotes
- Represents a 5% vesting on June 5, 2021, with a release date of June 7, 2021, the first business day following vesting. The original grant was 8,524 restricted stock units, with 20% vesting on March 5, 2019, and the remaining 80% vesting in equal quarterly installments over the remaining four years.
- Represents a 5% vesting on June 6, 2021, with a release date of June 7, 2021, the first business day following vesting. The original grant was 8,586 restricted stock units, with 20% vesting on March 6, 2020, and the remaining 80% vesting in equal quarterly installments over the remaining four years.
- Represents the exercise price for the stock options referenced in Table II and Mr. Stillwell's tax liability, which were paid by way of the Company withholding shares of equal value.
- Does not include shares of common stock subject to unvested restricted stock units and/or options awards.
- Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock.
- Once vested, the shares of common stock are not subject to expiration.
- Options vested 20% on March 2, 2018, with the remaining 80% vesting in equal quarterly amounts over the next four years.
- Options vested 20% on March 5, 2019, with the remaining 80% vesting in equal quarterly amounts over the next four years.
- Options vested 20% on March 6, 2020, with the remaining 80 vesting in equal quarterly installments over the next four years.