Filing Details
- Accession Number:
- 0001001250-21-000087
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-06-09 16:54:48
- Reporting Period:
- 2021-06-07
- Accepted Time:
- 2021-06-09 16:54:48
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1001250 | Estee Lauder Companies Inc | EL | Perfumes, Cosmetics & Other Toilet Preparations (2844) | 112408943 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1008090 | Aerin Lauder | C/O The Estee Lauder Companies Inc. 767 Fifth Avenue New York NY 10153 | No | No | Yes | No | |
| 1142219 | 4/24/00 U/A/D Trust Lauder Aerin Zinterhofer | C/O Richard D. Parsons Providence Equity, 31 W. 52Nd St., New York NY 10019 | No | No | Yes | No | |
| 1492867 | Agreement Trust Descendants 2008 Zinterhofer The Of 2 Article Under Trust | C/O Aerin Lauder 767 Fifth Avenue New York NY 10153 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2021-06-07 | 675,000 | $0.00 | 675,000 | No | 4 | C | Direct | |
| Class A Common Stock | Disposition | 2021-06-08 | 64,021 | $300.72 | 610,979 | No | 4 | S | Direct | |
| Class A Common Stock | Disposition | 2021-06-08 | 80,093 | $301.51 | 530,886 | No | 4 | S | Direct | |
| Class A Common Stock | Disposition | 2021-06-08 | 11,345 | $302.52 | 519,541 | No | 4 | S | Direct | |
| Class A Common Stock | Disposition | 2021-06-08 | 14,541 | $303.64 | 505,000 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | C | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Class B Common Stock | Acquisiton | 2021-06-07 | 675,000 | $0.00 | 675,000 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 7,708,916 | No | 4 | C | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Class A Common Stock | 1,692 | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Class B Common Stock | $0.00 | 1,675,000 | 1,675,000 | Direct | ||
| Class A Common Stock | Class B Common Stock | $0.00 | 4,910,594 | 4,910,594 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 1,675,000 | 1,675,000 | Direct | |
| 4,910,594 | 4,910,594 | Direct |
Footnotes
- Shares of Class B Common Stock may be converted immediately into Class A Common Stock on a one-for-one basis by the holder and are automatically converted into Class A Common Stock on a one-for-one basis upon transfer to a person or entity that is not a "Permitted Transferee" or soon after a record date for a meeting of stockholders where the outstanding Class B Common Stock constitutes less than 10% of the outstanding shares of Common Stock of the Issuer.
- Owned by the Aerin Lauder Zinterhofer 2000 Revocable Trust u/a/d April 24, 2000 (the "ALZ 2000 Trust") directly; owned indirectly by Aerin Lauder as Grantor and beneficial owner of the ALZ 2000 Trust.
- The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.
- Sales prices range from $300.00 to $300.99 per share, inclusive.
- Sales prices range from $301.00 to $301.95 per share, inclusive.
- Sales prices range from $302.00 to $302.91 per share, inclusive.
- Sales prices range from $303.18 to $304.13 per share, inclusive.
- Owned directly by Aerin Lauder.
- Owned directly by the Trust under Article 2 of The Zinterhofer 2008 Descendants Trust Agreement u/a/d December 24, 2008 (the "2008 Descendants Trust"). Owned indirectly by Aerin Lauder Zinterhofer and Jane Lauder as trustees of the 2008 Descendants Trust. Aerin Lauder Zinterhofer disclaims beneficial ownership to the extent that she does not have a pecuniary interest in such securities. Jane Lauder disclaims beneficial ownership to the extent that she does not have a pecuniary interest in such securities.
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