Filing Details
- Accession Number:
- 0001562180-21-004145
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-06-09 11:30:42
- Reporting Period:
- 2021-06-07
- Accepted Time:
- 2021-06-09 11:30:42
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 719739 | Svb Financial Group | SIVB | State Commercial Banks (6022) | 911962278 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1708156 | J Daniel Beck | 3005 Tasman Drive Santa Clara CA 95054 | Chief Financial Officer | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2021-06-05 | 421 | $0.00 | 4,804 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2021-06-05 | 684 | $0.00 | 5,488 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-06-05 | 209 | $602.38 | 5,279 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2021-06-05 | 340 | $602.38 | 4,939 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2021-06-07 | 734 | $169.49 | 5,673 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2021-06-07 | 1,735 | $305.46 | 7,408 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2021-06-07 | 859 | $250.43 | 8,267 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2021-06-07 | 1,318 | $184.86 | 9,585 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-06-07 | 4,619 | $597.60 | 4,966 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-06-07 | 27 | $598.32 | 4,939 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-06-08 | 575 | $597.60 | 4,364 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Restricted Stock Unit | Disposition | 2021-06-05 | 421 | $0.00 | 421 | $0.00 |
| Common Stock | Restricted Stock Unit | Disposition | 2021-06-05 | 684 | $0.00 | 684 | $0.00 |
| Common Stock | Stock Option | Disposition | 2021-06-07 | 734 | $0.00 | 734 | $169.49 |
| Common Stock | Stock Option | Disposition | 2021-06-07 | 1,735 | $0.00 | 1,735 | $305.46 |
| Common Stock | Stock Option | Disposition | 2021-06-07 | 859 | $0.00 | 859 | $250.43 |
| Common Stock | Stock Option | Disposition | 2021-06-07 | 1,318 | $0.00 | 1,318 | $184.86 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2024-06-04 | No | 4 | M | Direct | |
| 0 | 2024-06-05 | No | 4 | M | Direct | |
| 0 | 2024-06-05 | No | 4 | M | Direct | |
| 578 | 2025-05-01 | No | 4 | M | Direct | |
| 1,718 | 2026-05-01 | No | 4 | M | Direct | |
| 3,952 | 2027-05-01 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 30 | Indirect | By 401(k)/ESOP |
Footnotes
- Each restricted stock unit represents a contingent right to receive one share of the Issuer's common Stock.
- Shares withheld by Issuer for payment of tax liability incurred upon vesting of restricted stock units.
- This transaction was executed in multiple trades at prices ranging from $597.18 to $598.08; the price reported above reflects the weighted average sale price.
- This transaction was executed in multiple trades at prices ranging from $598.22 to $598.57; the price reported above reflects the weighted average sale price.
- 25%/4yr beginning on 05-Jun-2017.
- 25%/4yr beginning on 01-May-2018.
- 25%/4yr beginning on 01-May-2019.
- 25%/4yr beginning on 01-May-2020.
Billionaire Hedge Funds
