Filing Details
- Accession Number:
- 0001187376-21-000010
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-06-08 20:37:51
- Reporting Period:
- 2021-06-04
- Accepted Time:
- 2021-06-08 20:37:51
- SEC Url:
- Form 4 Filing
Issuer
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1187376 | A Warren Stephens | 111 Center Street Little Rock AR 72201 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2021-04-16 | 4,717 | $0.00 | 426,829 | No | 5 | G | Indirect | By Warren A. Stephens Trust |
| Common Stock | Disposition | 2021-05-04 | 531 | $0.00 | 639,985 | No | 5 | G | Indirect | By Stephens Investments Holdings LLC |
| Common Stock | Disposition | 2021-06-04 | 14,648 | $29.02 | 625,337 | No | 4 | S | Indirect | By Stephens Investments Holdings LLC |
| Common Stock | Disposition | 2021-06-07 | 16,048 | $29.28 | 609,289 | No | 4 | S | Indirect | By Stephens Investments Holdings LLC |
| Common Stock | Disposition | 2021-06-08 | 35,283 | $29.40 | 574,006 | No | 4 | S | Indirect | By Stephens Investments Holdings LLC |
| Common Stock | Disposition | 2021-06-04 | 14,648 | $29.02 | 295,698 | No | 4 | S | Indirect | By Laura Whitaker Stephens WHCT Trust |
| Common Stock | Disposition | 2021-06-07 | 16,048 | $29.28 | 279,650 | No | 4 | S | Indirect | By Laura Whitaker Stephens WHCT Trust |
| Common Stock | Disposition | 2021-06-08 | 35,283 | $29.40 | 244,367 | No | 4 | S | Indirect | By Laura Whitaker Stephens WHCT Trust |
| Common Stock | Disposition | 2021-06-04 | 14,648 | $29.02 | 327,433 | No | 4 | S | Indirect | By Harriet C. Stephens Trust |
| Common Stock | Disposition | 2021-06-07 | 16,048 | $29.28 | 311,385 | No | 4 | S | Indirect | By Harriet C. Stephens Trust |
| Common Stock | Disposition | 2021-06-08 | 35,283 | $29.40 | 276,102 | No | 4 | S | Indirect | By Harriet C. Stephens Trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 5 | G | Indirect | By Warren A. Stephens Trust |
| No | 5 | G | Indirect | By Stephens Investments Holdings LLC |
| No | 4 | S | Indirect | By Stephens Investments Holdings LLC |
| No | 4 | S | Indirect | By Stephens Investments Holdings LLC |
| No | 4 | S | Indirect | By Stephens Investments Holdings LLC |
| No | 4 | S | Indirect | By Laura Whitaker Stephens WHCT Trust |
| No | 4 | S | Indirect | By Laura Whitaker Stephens WHCT Trust |
| No | 4 | S | Indirect | By Laura Whitaker Stephens WHCT Trust |
| No | 4 | S | Indirect | By Harriet C. Stephens Trust |
| No | 4 | S | Indirect | By Harriet C. Stephens Trust |
| No | 4 | S | Indirect | By Harriet C. Stephens Trust |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 143,333 | Indirect | By Warren Miles Amerine Stephens Family Trust One |
| Common Stock | 143,333 | Indirect | By John Calhoun Stephens Family Trust One |
| Common Stock | 143,334 | Indirect | By Laura Whitaker Stephens Family Trust One |
| Common Stock | 1,092,128 | Indirect | By WAS Family Trust Five |
| Common Stock | 128,450 | Indirect | By Laura W. Stephens WAS Grantor Trust |
| Common Stock | 22,619 | Indirect | By Warren Miles Amerine Stephens 2012 Trust |
| Common Stock | 285,000 | Indirect | By Warren A. Stephens Roth IRA |
| Common Stock | 82,430 | Indirect | By Stephens Inc. |
Footnotes
- The reporting person effected open market sale transactions through trade orders executed by a broker-dealer. All of the sale prices reported herein reflect the average sale prices.
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