Filing Details
- Accession Number:
- 0001604643-21-000053
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-06-08 16:37:40
- Reporting Period:
- 2021-06-04
- Accepted Time:
- 2021-06-08 16:37:40
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1604643 | Evoqua Water Technologies Corp. | AQUA | Refrigeration & Service Industry Machinery (3580) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1720156 | Vincent Grieco | Evoqua Water Technologies Corp. 210 Sixth Avenue Pittsburgh PA 15222 | Evp, Gc & Secretary | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2021-06-04 | 18,813 | $7.42 | 84,210 | No | 4 | M | Direct | |
Common Stock | Disposition | 2021-06-04 | 18,813 | $32.00 | 65,397 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | Disposition | 2021-06-04 | 18,813 | $0.00 | 18,813 | $7.42 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
43,897 | 2026-12-19 | No | 4 | M | Direct |
Footnotes
- This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 14, 2020.
- The amount of these securities includes 27,650 unvested restricted stock units in respect of the issuer's common stock.
- This option is fully vested.