Home > Insider Trading > Filing (0001104659-21-078188)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
897802	Special Opportunities Fund Inc.	SPE	(0)	133702911

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1067621	Phillip Goldstein	60 Heritage Drive Pleasantville NY 10570	Chairman And Secretary	Yes	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2021-06-04	88,330	$15.32	26,417	No	4	S	Direct
Common Stock	Disposition	2021-06-07	10,000	$15.43	16,417	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	3.50% Convertible Preferred Stock Series B	Acquisiton	2021-06-07	2,800	$30.05	5,436	$0.00

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
2,800			No	4	P	Direct

Footnotes

This amount includes certain shares previously held Indirectly by the Reporting Person's spouse.
The shares of Preferred Stock are convertible into common stock immediately upon issuance at the current conversion rate equivalent to a conversion price of $15.48 per share of common stock (which is a ratio of 1.9416 shares of common stock for each share of Preferred Stock held), subject to adjustment.
The Issuer has announced that, if not converted prior, the shares of Preferred Stock will be redeemed by the Issuer on July 9, 2021.