Filing Details
- Accession Number:
- 0001093557-21-000164
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-06-07 19:33:10
- Reporting Period:
- 2021-06-03
- Accepted Time:
- 2021-06-07 19:33:10
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1093557 | Dexcom Inc | DXCM | Surgical & Medical Instruments & Apparatus (3841) | 330857544 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1323190 | K Andrew Balo | 6340 Sequence Drive San Diego CA 92121 | * | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2021-06-03 | 18,774 | $0.00 | 16,533 | No | 5 | J | Direct | |
Common Stock | Acquisiton | 2021-06-03 | 18,774 | $0.00 | 18,774 | No | 5 | J | Indirect | by Trust |
Common Stock | Disposition | 2021-06-03 | 2,391 | $375.00 | 16,383 | No | 4 | S | Indirect | by Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 5 | J | Direct | |
No | 5 | J | Indirect | by Trust |
No | 4 | S | Indirect | by Trust |
Footnotes
- Shares were transferred from direct ownership to ownership under the Balo Family Trust U/A/D 4/6/2006, with respect to which the reporting person is a trustee.
- Included in this number are 16,171 unvested restricted stock units, 5,301 of which were granted on March 8, 2021 and shall vest through March 8, 2024, 5,874 of which were granted on March 8, 2020 and shall vest through March 8, 2023, and 4,996 of which were granted on March 8, 2019 and shall vest through March 8, 2022.
- Shares are held by the Balo Family Trust U/A/D 4/6/2006, with respect to which the reporting person is a trustee.
- On March 5, 2021, Mr. Balo adopted a 10b5-1 Plan. This 10b5-1 Plan allows the orderly disposition of shares owned by Mr. Balo. The shares set forth above were sold pursuant to the 10b5-1 Plan.