Filing Details

Accession Number:
0001093557-21-000164
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-06-07 19:33:10
Reporting Period:
2021-06-03
Accepted Time:
2021-06-07 19:33:10
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1093557 Dexcom Inc DXCM Surgical & Medical Instruments & Apparatus (3841) 330857544
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1323190 K Andrew Balo 6340 Sequence Drive
San Diego CA 92121
* No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2021-06-03 18,774 $0.00 16,533 No 5 J Direct
Common Stock Acquisiton 2021-06-03 18,774 $0.00 18,774 No 5 J Indirect by Trust
Common Stock Disposition 2021-06-03 2,391 $375.00 16,383 No 4 S Indirect by Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 5 J Direct
No 5 J Indirect by Trust
No 4 S Indirect by Trust
Footnotes
  1. Shares were transferred from direct ownership to ownership under the Balo Family Trust U/A/D 4/6/2006, with respect to which the reporting person is a trustee.
  2. Included in this number are 16,171 unvested restricted stock units, 5,301 of which were granted on March 8, 2021 and shall vest through March 8, 2024, 5,874 of which were granted on March 8, 2020 and shall vest through March 8, 2023, and 4,996 of which were granted on March 8, 2019 and shall vest through March 8, 2022.
  3. Shares are held by the Balo Family Trust U/A/D 4/6/2006, with respect to which the reporting person is a trustee.
  4. On March 5, 2021, Mr. Balo adopted a 10b5-1 Plan. This 10b5-1 Plan allows the orderly disposition of shares owned by Mr. Balo. The shares set forth above were sold pursuant to the 10b5-1 Plan.