Filing Details
- Accession Number:
- 0001437749-21-014193
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-06-04 20:25:24
- Reporting Period:
- 2021-06-02
- Accepted Time:
- 2021-06-04 20:25:24
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1213809 | Dyadic International Inc | DYAI | Biological Products, (No Disgnostic Substances) (2836) | 450486747 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1328287 | A Mark Emalfarb | C/O Dyadic International, Inc. 140 Intracoastal Pointe Drive Suite 404 Jupiter FL 33477-5094 | President And Ceo | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2021-06-02 | 76,349 | $3.74 | 4,090,638 | No | 4 | S | Indirect | Through Mark A. Emalfarb Trust U/A DTD 10/1/1987 |
Common Stock | Disposition | 2021-06-03 | 26,721 | $3.61 | 4,063,917 | No | 4 | S | Indirect | Through Mark A Emalfarb Trust U/A DTD 10/1/1987 |
Common Stock | Disposition | 2021-06-04 | 132,000 | $3.85 | 3,931,917 | No | 4 | S | Indirect | Through Mark A Emalfarb Trust U/A/ DTD 10/1/1987 |
Common Stock | Acquisiton | 2021-06-04 | 400,000 | $1.67 | 4,331,917 | No | 4 | M | Indirect | Through Mark A. Emalfarb Trust U/A DTD 10/1/1987 |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | Through Mark A. Emalfarb Trust U/A DTD 10/1/1987 |
No | 4 | S | Indirect | Through Mark A Emalfarb Trust U/A DTD 10/1/1987 |
No | 4 | S | Indirect | Through Mark A Emalfarb Trust U/A/ DTD 10/1/1987 |
No | 4 | M | Indirect | Through Mark A. Emalfarb Trust U/A DTD 10/1/1987 |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option | Disposition | 2021-06-04 | 400,000 | $0.00 | 400,000 | $1.67 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2016-06-21 | 2021-06-21 | No | 4 | M | Direct |
Footnotes
- These shares were sold to satisfy exercise price and tax withholding obligations to be funded for options expiring on June 21, 2021. As a result of the option exercises and sale transactions reported on this Form 4, the reporting person's net share ownership increased by 164,930 shares, from 4,166,987 to 4,331,917 shares of Common Stock.
- The price reported in Column 4 is a weighted average price. These sold in multiple transactions at prices ranging from $3.82 to $3.65, inclusive, on June 2, 2021, $3.70 to $3.60, inclusive, on June 3, 2021, and $4.00 to $3.70, inclusive, on June 4, 2021. The reporting person undertakes to provide to Dyadic International, Inc., any security holder of Dyadic International, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of footnote (2) to this Form 4.
- Exercise of reporting person's stock options that would otherwise expire June 21, 2021.