Filing Details
- Accession Number:
- 0001203311-21-000043
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-06-04 20:21:11
- Reporting Period:
- 2021-06-03
- Accepted Time:
- 2021-06-04 20:21:11
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1060736 | Seagen Inc. | SGEN | Biological Products, (No Disgnostic Substances) (2836) | 911874389 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1361966 | B Vaughn Himes | 21823 30Th Drive Se Bothell WA 98021 | Chief Technical Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2021-05-27 | 56,995 | $0.00 | 72,894 | No | 5 | G | Direct | |
Common Stock | Disposition | 2021-05-27 | 9,941 | $0.00 | 62,953 | No | 5 | G | Direct | |
Common Stock | Disposition | 2021-05-27 | 9,941 | $0.00 | 53,012 | No | 5 | G | Direct | |
Common Stock | Acquisiton | 2021-06-03 | 10,697 | $15.46 | 63,709 | No | 4 | M | Direct | |
Common Stock | Disposition | 2021-06-03 | 2,000 | $142.42 | 61,709 | No | 4 | S | Direct | |
Common Stock | Disposition | 2021-06-03 | 2,318 | $143.35 | 59,391 | No | 4 | S | Direct | |
Common Stock | Disposition | 2021-06-03 | 1,288 | $144.61 | 58,103 | No | 4 | S | Direct | |
Common Stock | Disposition | 2021-06-03 | 2,800 | $145.98 | 55,303 | No | 4 | S | Direct | |
Common Stock | Disposition | 2021-06-03 | 900 | $147.05 | 54,403 | No | 4 | S | Direct | |
Common Stock | Disposition | 2021-06-03 | 1,391 | $147.82 | 53,012 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2021-05-27 | 56,995 | $0.00 | 110,664 | No | 5 | G | Indirect | by Trust |
Common Stock | Acquisiton | 2021-05-27 | 9,941 | $0.00 | 120,605 | No | 5 | G | Indirect | by Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 5 | G | Direct | |
No | 5 | G | Direct | |
No | 5 | G | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 5 | G | Indirect | by Trust |
No | 5 | G | Indirect | by Trust |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2021-06-03 | 10,697 | $0.00 | 10,697 | $15.46 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2021-08-24 | No | 4 | M | Direct |
Footnotes
- On May 27, 2021, the reporting person transferred 56,995 shares of common stock to an irrevocable trust of which the reporting person is the trustee. The reporting person and members of the reporting person's family are the beneficiaries of the trust.
- On May 27, 2021, the reporting person transferred 9,941 shares of common stock to an irrevocable trust of which the reporting person's spouse is the trustee. Members of the reporting person's family are the sole beneficiaries of the trust.
- Amount of securities beneficially owned following reported transactions includes restricted stock units subject to vesting.
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.
- Reflects sales of common stock executed in multiple transactions at prices ranging from $142.07 to $142.96 The price reported reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the sales were effected.
- Reflects sales of common stock executed in multiple transactions at prices ranging from $143.18 to $143.83 The price reported reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the sales were effected.
- Reflects sales of common stock executed in multiple transactions at prices ranging from $144.38 to $144.72 The price reported reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the sales were effected.
- Reflects sales of common stock executed in multiple transactions at prices ranging from $145.69 to $146.64 The price reported reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the sales were effected.
- Reflects sales of common stock executed in multiple transactions at prices ranging from $146.74 to $147.43 The price reported reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the sales were effected.
- Reflects sales of common stock executed in multiple transactions at prices ranging from $147.76 to $147.82 The price reported reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the sales were effected.
- Options vested at a rate of 25% on 8/24/12 and monthly thereafter until all the options were fully vested on 8/24/15.