Filing Details
- Accession Number:
- 0001224295-11-000006
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-05-04 09:07:07
- Reporting Period:
- 2011-05-02
- Filing Date:
- 2011-05-04
- Accepted Time:
- 2011-05-04 09:07:07
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
106640 | Whirlpool Corp | WHR | Household Appliances (3630) | 381490038 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1224295 | M Jeff Fettig | Whirlpool Corporation 2000 M-63N Benton Harbor MI 49022 | Chairman And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-05-02 | 15,674 | $67.29 | 22,186 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-05-02 | 15,674 | $86.28 | 6,512 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2011-05-03 | 4,326 | $67.29 | 10,838 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-05-03 | 4,326 | $86.00 | 6,512 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common | Employee Stock Options (Right to Buy) | Disposition | 2011-05-02 | 15,674 | $0.00 | 15,674 | $67.29 |
Common | Employee Stock Options (Right to Buy) | Disposition | 2011-05-03 | 4,326 | $0.00 | 4,326 | $67.29 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
54,326 | 2012-02-18 | No | 4 | M | Direct | |
50,000 | 2012-02-18 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 10 | Indirect | Held by Son |
Common Stock | 74,413 | Indirect | By GRAT |
Common Stock | 33,379 | Indirect | By GRAT |
Common Stock | 54,394 | Indirect | By GRAT |
Common Stock | 3,430 | Indirect | 401(k) Stock Fund |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $86.00 to $86.70, inclusive. The reporting person undertakes to provide to Whirlpool Corporation, any security holder of Whirlpool Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- The reporting person disclaims beneficial ownership of all securities held by his children, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
- These shares were contributed to a grantor retained annuity trust on 03/09/2009.
- These shares were contributed to a grantor retained annuity trust on 06/25/2009.
- These shares were contributed to a grantor retained annuity trust on 06/30/2010.
- The options vested in two equal installments on 02/18/2003 and 02/18/2004.