Filing Details
- Accession Number:
- 0001607062-21-000149
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-06-04 17:12:28
- Reporting Period:
- 2021-05-10
- Accepted Time:
- 2021-06-04 17:12:28
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1811109 | Applied Uv Inc. | AUVI | Electric Lighting & Wiring Equipment (3640) | 844373308 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1824664 | Max Munn | 150 N. Macquesten Parkway Mount Vernon NY 10550 | President | No | Yes | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2021-05-10 | 5,000 | $8.73 | 5,005,000 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2021-05-18 | 5,000 | $7.23 | 5,010,000 | No | 4 | P | Direct | |
| Common Stock | Disposition | 2021-05-20 | 6,000 | $7.42 | 5,004,000 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-05-28 | 4,000 | $8.38 | 5,000,000 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Footnotes
- 5,000,000 shares are held by Max Munn indirectly the The Munn Family 2020 Irrevocable Trust in which his spouse is the Trustee.
Billionaire Hedge Funds
