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Filing Details

Accession Number:: 0001578563-21-000016
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2021-06-04 16:11:10
Reporting Period:: 2021-06-02

Accepted Time:: 2021-06-04 16:11:10
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1753162	Fathom Holdings Inc.	FTHM	Real Estate Agents & Managers (For Others) (6531)	821518164

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1817271	Marco Fregenal	C/O Fathom Holdings Inc. 2000 Regency Parkway Drive, Suite 300 Cary NC 27518	Chief Financial Officer	Yes	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Disposition	2021-06-02	7,469	$33.09	1,305,050	No	4	S	Direct
Common Stock	Disposition	2021-06-02	600	$31.10	1,304,450	No	4	S	Direct
Common Stock	Disposition	2021-06-03	4,003	$32.28	1,300,447	No	4	S	Direct
Common Stock	Disposition	2021-06-03	100	$33.10	1,300,347	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	329	Indirect	See footnote 6
Common Stock	150,000	Indirect	By: Fregenal 2020 Irrevocable Trust

Footnotes

The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Sales Plan adopted by the reporting person on May 18, 2021.
The reported securities were sold in multiple transactions at prices ranging from $32.10 to $33.09. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
Of these shares, 8,359 shares are restricted and vest in full on March 4, 2024.
The reported securities were sold in multiple transactions at prices ranging from $33.10 to $33.11. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
The reported securities were sold in multiple transactions at prices ranging from $32.01 to $32.51. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
These shares were granted to reporting person's wife. The shares are restricted and vest in full on March 4, 2024.
These shares are held by a trust for the benefit of the reporting person's children. The reporting person's spouse is trustee of the trust. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.