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Filing Details

Accession Number:: 0001104659-21-076531
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2021-06-03 18:50:45
Reporting Period:: 2021-06-01

Accepted Time:: 2021-06-03 18:50:45
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1422930	Pubmatic Inc.	PUBM	Services-Computer Programming, Data Processing, Etc. (7370)	205863224

Insiders

Cik	Name	Reported Address	Director	Officer	Large Shareholder	Other
1452198	August Capital V, L.p.	Pmb #456, 660 4Th Street San Francisco CA 94107	No	No	Yes	No
1464232	August Capital Strategic Partners V, L.p.	Pmb #456, 660 4Th Street San Francisco CA 94107	No	No	Yes	No
1547378	David Hornik	C/O August Capital Pmb #456, 660 4Th Street San Francisco CA 94107	No	No	Yes	No
1547399	August Capital Management V, L.l.c.	Pmb #456, 660 4Th Street San Francisco CA 94107	No	No	Yes	No
1547424	Howard Hartenbaum	C/O August Capital Pmb #456, 660 4Th Street San Francisco CA 94107	No	No	Yes	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Class A Common Stock	Acquisiton	2021-06-01	2,000,000	$0.00	2,000,000	No	4	C	Indirect	See footnote
Class A Common Stock	Disposition	2021-06-02	1,610,763	$0.00	389,237	No	4	J	Indirect	See footnote
Class A Common Stock	Acquisiton	2021-06-02	39,874	$0.00	39,874	No	4	J	Direct
Class A Common Stock	Acquisiton	2021-06-02	39,874	$0.00	39,874	No	4	J	Direct
Class A Common Stock	Disposition	2021-06-03	26,630	$29.43	13,244	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	C	Indirect	See footnote
No	4	J	Indirect	See footnote
No	4	J	Direct
No	4	J	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Class A Common Stock	Class B common stock	Disposition	2021-06-01	2,000,000	$0.00	2,000,000	$0.00

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
5,173,750			No	4	C	Indirect

Footnotes

Represents a pro-rata in-kind distribution of Class A common stock to the partners of the August Capital Funds and the members and assignees of the August General Partner, and not a purchase or sale, without additional consideration.
Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers.
These securities are held by August Capital V Special Opportunities, L.P., as nominee for August Capital V Special Opportunities, L.P., August Capital Strategic Partners V, L.P. and related individuals (collectively, the "August Capital Funds"). August Capital Management V, L.L.C. is the general partner of the August Capital Funds (the "August General Partner") and may be deemed to have sole voting power and sole investment power over the shares held by the August Capital Funds. Howard Hartenbaum and David M. Hornik are the members of August Capital Management V, L.L.C. and they, along with W. Eric Carlborg as a voting party with respect to the Issuer's securities, may be deemed to share voting and investment power with respect to the shares held by the August Capital Funds.
Shares held directly by David M. Hornik
Shares held directly by Howard Hartenbaum.
The price reported in this Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.13 to $29.73, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.