Filing Details

Accession Number:
0001493152-21-013557
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-06-03 18:44:55
Reporting Period:
2021-06-01
Accepted Time:
2021-06-03 18:44:55
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1083743 Flux Power Holdings Inc. FLUX Miscellaneous Electrical Machinery, Equipment & Supplies (3690) 860931332
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1550109 Michael Johnson C/O Flux Power Holdings, Inc.
2685 S. Melrose Drive
Vista, CA 92081
Yes No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2021-06-01 4,229 $10.51 4,580,329 No 4 S Indirect See footnote
Common Stock Disposition 2021-06-02 23,885 $10.51 4,556,444 No 4 S Indirect See footnote
Common Stock Disposition 2021-06-03 2,662 $10.50 4,553,782 No 4 S Indirect See footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect See footnote
No 4 S Indirect See footnote
No 4 S Indirect See footnote
Footnotes
  1. Represents the shares of common stock sold by Esenjay Investments, LLC, a Delaware limited liability company ("Esenjay").
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.50 to 10.52, inclusive. Upon request by the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate transaction.
  3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.50 to 10.53, inclusive. Upon request by the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
  4. The price reported in Column 4 is the actual price. These shares were sold in multiple transactions, all at the stated price of $10.50. Upon request by the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate transaction.
  5. These securities are held by Esenjay. The Reporting Person is the sole director and beneficial owner of Esenjay.