Filing Details
- Accession Number:
- 0001567619-21-011652
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-06-03 18:26:35
- Reporting Period:
- 2021-06-02
- Accepted Time:
- 2021-06-03 18:26:35
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1232582 | Ashford Hospitality Trust Inc | AHT | Real Estate Investment Trusts (6798) | 861062192 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1261029 | Mark Nunneley | 14185 Dallas Parkway Suite 1200 Dallas TX 75254 | Chief Accounting Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2021-06-02 | 2,185 | $6.03 | 192,840 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-06-02 | 32,728 | $6.00 | 160,112 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-06-02 | 32,728 | $6.00 | 127,384 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Common Limited Partnership Units(1) | $0.00 | 0 | 47,189 | Direct | ||
| Common Stock | Performance Stock Units (2021) | $0.00 | 2023-12-31 | 2023-12-31 | 122,150 | 122,150 | Direct |
| Common Stock | Performance Stock Units (2020) | $0.00 | 2022-12-31 | 2022-12-31 | 5,000 | 5,000 | Direct |
| Common Stock | Performance Stock Units (2019) | $0.00 | 2021-12-31 | 2021-12-31 | 5,703 | 5,703 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 0 | 47,189 | Direct | |
| 2023-12-31 | 122,150 | 122,150 | Direct |
| 2022-12-31 | 5,000 | 5,000 | Direct |
| 2021-12-31 | 5,703 | 5,703 | Direct |
Footnotes
- Common Limited Partnership Units ("Common Units") of Ashford Hospitality Limited Partnership, the Issuer's operating subsidiary (the "Subsidiary"). Common Units are redeemable for cash or, at the option of the Issuer, convertible into shares of the Issuer's common stock on a 1-for-1 basis.
- The Common Units do not have an expiration date.
- Reflects aggregate number of Common Units currently held by the Reporting Person, some of which have been converted from special long-term incentive partnership units of the Subsidiary by the Reporting Person. See Footnote 1 discussing the convertibility of the Common Units.
- Represents the target number of common stock shares that may be issued pursuant to the award of Performance Stock Units. The actual number of shares of common stock to be issued upon vesting can range from 0% to 200% (in the case of 2020 Performance Stock Units) or 0% to 250% (in the case of 2021 Performance Stock Units) of the target number of Performance Stock Units reported, based on achievement of specified performance metrics. Assuming continued service through the vesting date and minimum achievement of the specified performance metrics, the Performance Stock Units will generally vest on December 31, 2021 (with respect to the 2019 grant), December 31, 2022 (with respect to the 2020 grant) and December 31, 2023 (with respect to the 2021 grant).
- Represents the target number of common stock shares that may be issued pursuant to the award of Performance Stock Units. The actual number of shares of common stock to be issued upon vesting can range from 0% to 200% (in the case of 2020 Performance Stock Units) or 0% to 250% (in the case of 2021 Performance Stock Units) of the target number of Performance Stock Units reported, based on achievement of specified performance metrics. Assuming continued service through the vesting date and minimum achievement of the specified performance metrics, the Performance Stock Units will generally vest on December 31, 2021 (with respect to the 2019 grant), December 31, 2022 (with respect to the 2020 grant) and December 31, 2023 (with respect to the 2021 grant).
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