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Filing Details

Accession Number:: 0001209191-21-037837
Form Type:: 4/A
Zero Holdings:: No
Publication Time:: 2021-06-03 17:46:41
Reporting Period:: 2020-04-17

Accepted Time:: 2021-06-03 17:46:41
Original Submission Date:: 2020-04-20
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
895421	Morgan Stanley	MS	Security Brokers, Dealers & Flotation Companies (6211)	363145972

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1248260	J Stephen Luczo	C/O Morgan Stanley 1585 Broadway New York NY 10036		Yes	No	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2020-04-17	29,000	$38.59	154,449	No	4	P	Indirect	By Revocable Trust
Common Stock	Acquisiton	2021-06-01	2,703	$0.00	7,167	No	4	A	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	By Revocable Trust
No	4	A	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	50,000	Indirect	By Grantor Retained Annuity Trust

Footnotes

The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $38.4298 to $38.68, inclusive. The Reporting Person undertakes to provide to Morgan Stanley, any security holder of Morgan Stanley or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
This report amends the Form 4 filed by the reporting person on April 20, 2020 (the Original Form 4) to correct the number of shares purchased on April 17, 2020 and the weighted average price of such shares, which initially were inadvertently reported as 19,000 shares and $38.6774, respectively. This Form 4 is deemed to amend the Original Form 4 and all Form 4s filed between the date thereof and the date of this Form 4 to add 10,000 shares to the Reporting Person's total ownership listed in Column 5, Amount of Securities Beneficially Owned Following Reported Transaction(s).
Since the Reporting Person's last report, 4,449 shares of Common Stock previously reported as directly beneficially owned were contributed to his revocable trust.
Since the Reporting Person's last report, 50,000 shares of Common Stock previously reported as indirectly beneficially owned by his revocable trust were contributed to a grantor retained annuity trust.
Restricted stock units granted under the Morgan Stanley Directors' Equity Capital Accumulation Plan, which are convertible into shares of Common Stock at a ratio of 1 to 1.