Filing Details
- Accession Number:
- 0001094891-21-000240
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-06-03 17:35:45
- Reporting Period:
- 2021-05-26
- Accepted Time:
- 2021-06-03 17:35:45
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1679063 | Chicken Soup For The Soul Entertainment Inc. | CSSE | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1111232 | Amy L Newmark | C/O Chicken Soup For The Soul Entertainm 132 E Putnam Ave., Floor 2W Cos Cob CT 06807 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2021-05-26 | 10,000 | $6.50 | 31,780 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2021-06-01 | 5,000 | $36.98 | 26,780 | No | 4 | S | Direct | |
| Class A Common Stock | Acquisiton | 2021-06-01 | 10,000 | $6.50 | 36,780 | No | 4 | M | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Stock Option (right to buy) | Disposition | 2021-05-26 | 10,000 | $0.00 | 10,000 | $6.50 |
| Class A Common Stock | Stock Option (right to buy) | Disposition | 2021-06-01 | 10,000 | $0.00 | 10,000 | $6.50 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 90,000 | 2022-01-01 | No | 4 | M | Direct | |
| 80,000 | 2022-01-01 | No | 4 | M | Direct |
Footnotes
- The stock options vest in eight equal quarterly installments beginning on March 31, 2017.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.62 to $38.6499, inclusive. The reporting person undertakes to provide to Chicken Soup for the Soul Entertainment,Inc., any security holder of Chicken Soup for the Soul Entertainment,Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4.
Billionaire Hedge Funds
