Filing Details
- Accession Number:
- 0001062993-21-005353
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-06-03 17:31:45
- Reporting Period:
- 2021-06-01
- Accepted Time:
- 2021-06-03 17:31:45
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1742927 | Reviva Pharmaceuticals Holdings Inc. | RVPH | () | DE |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1015823 | Parag Saxena | C/O Vedanta Management Lp 250 West 55Th Street, Suite 13D New York NY 10019 | Yes | No | Yes | No | |
1502216 | Vedanta Partners, Llc | C/O Vedanta Management Lp 250 West 55Th Street, Suite 13D New York NY 10019 | No | No | Yes | No | |
1502222 | Vedanta Associates, L.p. | C/O Vedanta Management Lp 250 West 55Th Street, Suite 13D New York NY 10019 | No | No | Yes | No | |
1614642 | Beta Operators Fund, L.p. | C/O Vedanta Management Lp 250 West 55Th Street, Suite 13D New York NY 10019 | No | No | Yes | No | |
1865703 | Vedanta Associates-R, Lp | C/O Vedanta Management Lp 250 West 55Th Street, Suite 13D New York NY 10019 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2021-06-01 | 931,000 | $3.75 | 931,000 | No | 4 | P | Indirect | See Footnotes |
Common Stock | Acquisiton | 2021-06-01 | 399,000 | $3.75 | 399,000 | No | 4 | P | Indirect | See Footnotes |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | See Footnotes |
No | 4 | P | Indirect | See Footnotes |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Warrants (right to buy) | Acquisiton | 2021-06-01 | 931,000 | $0.00 | 698,250 | $4.13 |
Common Stock | Warrants (right to buy) | Acquisiton | 2021-06-01 | 399,000 | $0.00 | 299,250 | $4.13 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
931,000 | 2021-06-01 | 2026-06-01 | No | 4 | P | Indirect |
399,000 | 2021-06-01 | 2026-06-01 | No | 4 | P | Indirect |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 99,539 | Indirect | See Footnotes |
Common Stock | 871,337 | Indirect | See Footnote |
Footnotes
- The securities were purchased as a unit, with each unit consisting of one share of common stock and one warrant exercisable for 0.75 shares of common stock. The purchase price of each unit was $3.75 per share.
- Held directly by Vedanta Associates-R, L.P. ("Vedanta Associates-R"). Vedanta Partners, LLC ("Vedanta Partners") is the general partner of Vedanta Associates-R, and Parag Saxena is the majority member of Vedanta Partners.
- Held directly by Beta Operators Fund, L.P. ("Beta Operators Fund"). Vedanta Associates, L.P. ("Vedanta Associates") is the general partner of Beta Operators Fund. Vedanta Partners is the general partner of Vedanta Associates, and Parag Saxena is the majority member of Vedanta Partners.
- Held directly by Vedanta Associates. Vedanta Partners is the general partner of Vedanta Associates, and Parag Saxena is the majority member of Vedanta Partners.
- Held directly by Mr. Saxena.
- Each of Vedanta Partners and Mr. Saxena disclaim beneficial ownership of the securities reported on this Form 4, except to the extent of any pecuniary interest therein.
- Each of Vedanta Associates, Vedanta Partners and Mr. Saxena disclaim beneficial ownership of the securities reported on this Form 4, except to the extent of any pecuniary interest therein.