Filing Details

Accession Number:
0001104659-21-076401
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-06-03 16:31:00
Reporting Period:
2021-06-01
Accepted Time:
2021-06-03 16:31:00
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1621227 Adaptimmune Therapeutics Plc ADAP () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1553053 M Lawrence Alleva C/O Adaptimmune Therapeutics Plc,
60 Jubilee Ave, Milton Park
Abingdon X0 OX14 4RX
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Ordinary Shares With A Nominal Value Of Gbp0.001 Per Share Acquisiton 2021-06-01 12,600 $0.79 12,600 No 4 P Indirect Held by Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect Held by Trust
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Ordinary Shares With A Nominal Value Of Gbp0.001 Per Share 60,180 Indirect Held by Trust
Ordinary Shares With A Nominal Value Of Gbp0.001 Per Share 70,584 Direct
Footnotes
  1. The ordinary shares whose purchase is reported on this line are represented by American Depositary Shares ("ADS") and are held in the form of ADSs by the Lawrence M. Alleva Revocable Trust. Each ADS represents six ordinary shares of Adaptimmune Therapeutics plc.
  2. The 12,600 ordinary shares reported in Column 4 and Column 5 are represented by 2,100 ADSs.
  3. The price reported in Column 4 of $0.79 per ordinary share is derived from the weighted average purchase price paid on June 1, 2021 of $4.745 per ADS divided by six.
  4. The 60,180 ordinary shares reported in Column 5 are represented by 10,030 ADSs. These shares are held in the form of ADSs by the Lawrence M. Alleva Revocable Trust.
  5. The 70,584 ordinary shares reported in Column 5 are represented by 11,764 ADSs. These shares are held in the form of ADSs by Mr. Alleva.