Filing Details
- Accession Number:
- 0001415889-21-002779
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-06-03 15:59:37
- Reporting Period:
- 2021-06-02
- Accepted Time:
- 2021-06-03 15:59:37
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 893847 | Hawthorn Bancshares Inc. | HWBK | National Commercial Banks (6021) | 431626350 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1811748 | Edward Stephen Guthrie | C/O Hawthorn Bancshares, Inc. 132 East High Street, Po Box 688 Jefferson City MO 65102 | Senior Vp And Cfo | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2021-06-01 | 1,715 | $23.90 | 6,835 | No | 4 | P | Indirect | Trust |
| Common Stock | Acquisiton | 2021-06-02 | 1,285 | $23.90 | 8,120 | No | 4 | P | Indirect | Trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | Trust |
| No | 4 | P | Indirect | Trust |
Footnotes
- The purchase of shares was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 28, 2021.
- Includes shares acquired since last report pursuant to Company profit sharing trust.
Billionaire Hedge Funds
