Filing Details
- Accession Number:
- 0001214659-11-001525
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-05-03 18:58:51
- Reporting Period:
- 2011-04-29
- Filing Date:
- 2011-05-03
- Accepted Time:
- 2011-05-03 18:58:51
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
722256 | Hudson Valley Holding Corp | HUVL | State Commercial Banks (6022) | 133148745 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1191186 | F Gregory Holcombe | C/O 35 Easy Grassy Sprain Road Yonkers NY 10710 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-01-18 | 535 | $0.00 | 535 | No | 4 | G | Direct | |
Common Stock | Acquisiton | 2011-01-18 | 535 | $0.00 | 59,914 | No | 4 | G | Indirect | by Trust for Daughter I |
Common Stock | Acquisiton | 2011-01-18 | 535 | $0.00 | 59,911 | No | 4 | G | Indirect | by Trust for Daughter II |
Common Stock | Disposition | 2011-04-29 | 3,300 | $22.69 | 662,576 | No | 4 | S | Indirect | by BMW Machinery (of which Reporting Person is the principal shareholder) |
Common Stock | Disposition | 2011-05-02 | 16,700 | $22.10 | 645,876 | No | 4 | S | Indirect | by BMW Machinery (of which Reporting Person is the principal shareholder) |
Common Stock | Disposition | 2011-05-03 | 10,000 | $22.00 | 635,876 | No | 4 | S | Indirect | by BMW Machinery (of which Reporting Person is the principal shareholder) |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | G | Direct | |
No | 4 | G | Indirect | by Trust for Daughter I |
No | 4 | G | Indirect | by Trust for Daughter II |
No | 4 | S | Indirect | by BMW Machinery (of which Reporting Person is the principal shareholder) |
No | 4 | S | Indirect | by BMW Machinery (of which Reporting Person is the principal shareholder) |
No | 4 | S | Indirect | by BMW Machinery (of which Reporting Person is the principal shareholder) |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 128,794 | Direct | |
Common Stock | 273 | Direct | |
Common Stock | 520,000 | Indirect | by Eldred Preserve LLC (for which Reporting Person serves as co-manager) |
Common Stock | 128,232 | Indirect | by Trust f/b/o M. Holcombe |
Common Stock | 6,849 | Indirect | by Family Foundation |
Common Stock | 1,367 | Indirect | By Irr Insurance Trust |
Common Stock | 2,246 | Indirect | By Trust for Daughter I |
Common Stock | 2,246 | Indirect | By Trust for Daughter II |
Common Stock | 3,132 | Indirect | G.F. Holcombe a/c/f Daughters |
Common Stock | 1,442 | Indirect | by Family Trust |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (Right-to-Buy) | $42.00 | 2006-01-01 | 2016-01-01 | 13,849 | 13,849 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2016-01-01 | 13,849 | 13,849 | Direct |
Footnotes
- These shares are owned by Marie A. Holcombe.
- Amount reflects stock dividend of .10 share of common stock for each share held that was paid on 12/10/2010.
- Marie A. Holcombe serves as a co-trustee of this Trust effective May 24, 2010.
- This price represents the weighted average sale price of stock sales that were executed at prices ranging from $22.48 through $22.70 per share. The Reporting Persons hereby undertake, upon request by the SEC staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
- This price represents the weighted average sale price of stock sales that were executed at prices ranging from $22.00 through $22.36 per share. The Reporting Persons hereby undertake, upon request by the SEC staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
- This price represents the weighted average sale price of stock sales that were executed at prices ranging from $22.00 through $22.04 per share. The Reporting Persons hereby undertake, upon request by the SEC staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
- Shares held jointly by Reporting Persons.
- These shares are owned by Gregory F. Holcombe.
- By Gregory F. Holcombe as custodian equally for each of his 2 daughters.