Filing Details
- Accession Number:
- 0001419536-21-000133
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-06-03 13:45:51
- Reporting Period:
- 2021-05-28
- Accepted Time:
- 2021-06-03 13:45:51
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1419536 | Capital Bancorp Inc | CBNK | National Commercial Banks (6021) | 522083046 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1754027 | F. James Whalen | 2275 Research Blvd. Suite 600 Rockville MD 20850 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2021-05-28 | 11,200 | $22.01 | 0 | No | 4 | S | Indirect | By The Katherine M. Whalen Trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | By The Katherine M. Whalen Trust |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 58,400 | Indirect | By Millennium Trust Company, LLC FBO James Whalen |
| Common Stock | 240,409 | Indirect | By Whalen Family, LLC |
| Common Stock | 614,754 | Indirect | By James F. Whalen Revocable Trust |
| Common Stock | 2,821 | Indirect | By NMW Investments LLC |
| Common Stock | 6,515 | Direct | |
| Common Stock | 2,821 | Indirect | By KAW Investments LLC |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options | $8.50 | 2017-12-31 | 2021-12-31 | 10,576 | 10,576 | Direct |
| Common Stock | Stock Options | $12.38 | 2018-12-31 | 2022-12-31 | 14,400 | 14,400 | Direct |
| Common Stock | Stock Options | $11.38 | 2019-12-31 | 2023-12-31 | 11,250 | 11,250 | Direct |
| Common Stock | Stock Options | $14.54 | 2020-12-30 | 2024-12-30 | 7,000 | 7,000 | Direct |
| Common Stock | Stock Options | $13.89 | 2021-12-31 | 2025-12-31 | 5,000 | 5,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2021-12-31 | 10,576 | 10,576 | Direct |
| 2022-12-31 | 14,400 | 14,400 | Direct |
| 2023-12-31 | 11,250 | 11,250 | Direct |
| 2024-12-30 | 7,000 | 7,000 | Direct |
| 2025-12-31 | 5,000 | 5,000 | Direct |
Footnotes
- The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant.
Billionaire Hedge Funds
