Filing Details

Accession Number:
0000315189-21-000023
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-06-03 13:02:56
Reporting Period:
2021-06-02
Accepted Time:
2021-06-03 13:02:56
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
315189 Deere & Co DE Farm Machinery & Equipment (3523) 362382580
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1556144 Ii C John May Deere &Amp; Company
One John Deere Place
Moline IL 61265
Ceo & President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
$1 Par Common Stock Acquisiton 2021-06-02 5,076 $151.95 78,949 No 4 M Direct
$1 Par Common Stock Disposition 2021-06-02 1,880 $356.27 77,069 No 4 S Direct
$1 Par Common Stock Disposition 2021-06-02 300 $357.41 76,769 No 4 S Direct
$1 Par Common Stock Disposition 2021-06-02 500 $359.01 76,269 No 4 S Direct
$1 Par Common Stock Disposition 2021-06-02 900 $360.07 75,369 No 4 S Direct
$1 Par Common Stock Disposition 2021-06-02 700 $361.49 74,669 No 4 S Direct
$1 Par Common Stock Disposition 2021-06-02 696 $362.41 73,973 No 4 S Direct
$1 Par Common Stock Disposition 2021-06-02 100 $363.46 73,873 No 4 S Direct
$1 Par Common Stock Acquisiton 2021-06-02 9,347 $148.14 83,220 No 4 M Direct
$1 Par Common Stock Disposition 2021-06-02 3,492 $356.28 79,728 No 4 S Direct
$1 Par Common Stock Disposition 2021-06-02 500 $357.29 79,228 No 4 S Direct
$1 Par Common Stock Disposition 2021-06-02 791 $358.71 78,437 No 4 S Direct
$1 Par Common Stock Disposition 2021-06-02 1,481 $359.90 76,956 No 4 S Direct
$1 Par Common Stock Disposition 2021-06-02 701 $360.73 76,255 No 4 S Direct
$1 Par Common Stock Disposition 2021-06-02 1,602 $361.82 74,653 No 4 S Direct
$1 Par Common Stock Disposition 2021-06-02 680 $362.56 73,973 No 4 S Direct
$1 Par Common Stock Disposition 2021-06-02 100 $364.13 73,873 No 4 S Direct
$1 Par Common Stock Acquisiton 2021-06-02 24,913 $169.70 98,786 No 4 M Direct
$1 Par Common Stock Disposition 2021-06-02 9,224 $356.83 89,562 No 4 S Direct
$1 Par Common Stock Disposition 2021-06-02 1,371 $357.24 88,191 No 4 S Direct
$1 Par Common Stock Disposition 2021-06-02 900 $358.55 87,291 No 4 S Direct
$1 Par Common Stock Disposition 2021-06-02 4,165 $359.46 83,126 No 4 S Direct
$1 Par Common Stock Disposition 2021-06-02 2,535 $360.38 80,591 No 4 S Direct
$1 Par Common Stock Disposition 2021-06-02 2,725 $361.57 77,866 No 4 S Direct
$1 Par Common Stock Disposition 2021-06-02 3,793 $362.32 74,073 No 4 S Direct
$1 Par Common Stock Disposition 2021-06-02 200 $364.79 73,873 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Market Priced Options Disposition 2021-06-02 5,076 $0.00 5,076 $151.95
Common Stock Market Priced Options Disposition 2021-06-02 9,347 $0.00 9,347 $148.14
Common Stock Market Priced Options Disposition 2021-06-02 24,913 $0.00 24,913 $169.70
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2020-12-13 2027-12-13 No 4 M Direct
4,605 2028-12-12 No 4 M Direct
48,362 2020-12-11 2029-12-11 No 4 M Direct
Footnotes
  1. Exercise of Rule 16b-3 options and related sales of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on March 4, 2021.
  2. The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $355.92 to $356.79, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U. S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 2 to 24.
  3. The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $356.96 to $357.90, inclusive.
  4. The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $358.70 to $359.34, inclusive.
  5. The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $359.72 to $360.52, inclusive.
  6. The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $360.87 to $361.85, inclusive.
  7. The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $361.89 to $362.83, inclusive.
  8. The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $363.44 to $363.64, inclusive.
  9. The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $355.84 to $356.81, inclusive.
  10. The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $356.89 to $357.70, inclusive.
  11. The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $358.25 to $358.98, inclusive.
  12. The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $359.34 to $360.29, inclusive.
  13. The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $360.34 to $361.13, inclusive.
  14. The sale prices reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $361.37 to $362.20, inclusive.
  15. The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from 362.43 to $362.78, inclusive.
  16. The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $364.13 to $364.18, inclusive.
  17. The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $355.87 to $356.81, inclusive.
  18. The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $356.87 to $357.70, inclusive.
  19. The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $357.90 to $358.89, inclusive.
  20. The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $358.92 to $359.91, inclusive.
  21. The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $359.93 to $360.92, inclusive.
  22. The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $360.94 to $361.93, inclusive.
  23. The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $361.95 to $362.83, inclusive.
  24. The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $364.60 to $364.97, inclusive.
  25. Includes 23,453 restricted stock units under the John Deere Omnibus Equity and Incentive Plan and the John Deere 2020 Equity and Incentive Plan to be settled solely in shares. Units include the ability to have shares withheld to satisfy income tax obligations.
  26. All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.
  27. The options became exercisable in two approximately equal tranches on December 12, 2019 and 2020.