Filing Details

Accession Number:
0001127602-21-018883
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2021-06-03 12:49:30
Reporting Period:
2021-06-01
Accepted Time:
2021-06-03 12:49:30
Original Submission Date:
2021-06-02
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
7789 Associated Banc-Corp ASB State Commercial Banks (6022) 391098068
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1507137 J Timothy Lau Associated Banc-Corp
433 Main Street
Green Bay WI 54301
Executive Vice President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock $0.01 Par Value Disposition 2021-06-01 9,751 $23.18 55,019 No 4 S Direct
Common Stock $0.01 Par Value Acquisiton 2021-06-01 6,139 $17.67 64,770 No 4 M Direct
Common Stock $0.01 Par Value Acquisiton 2021-06-01 3,612 $17.24 58,631 No 4 M Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 M Direct
No 4 M Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock $0.01 Par Value Non-qualified Stock Option (Right to Buy) Disposition 2021-06-01 6,139 $0.00 6,139 $17.67
Common Stock $0.01 Par Value Non-qualified Stock Option (Right to Buy) Disposition 2021-06-01 3,612 $0.00 3,612 $17.24
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2024-03-17 No 4 M Direct
0 2025-02-02 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock $0.01 Par Value 1,571 Indirect 401(k) Plan
Footnotes
  1. The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.180 to $23.185, inclusive. The reporting person undertakes to provide to Associated Banc-Corp, any security holders of Associated Banc-Corp, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnotes above.
  2. The weighted average price was inadvertently left out on the original Form 4 filing on 6/2/2021.
  3. Options vest in annual increments over 4 years. 25% will vest on each anniversary after the grant date.
  4. Option vests in four equal annual installments beginning on February 8, 2016.