Filing Details
- Accession Number:
- 0001398344-21-012412
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-06-03 09:49:17
- Reporting Period:
- 2021-06-01
- Accepted Time:
- 2021-06-03 09:49:17
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
813623 | Swiss Helvetia Fund Inc. | SWZ | () | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1067621 | Phillip Goldstein | 60 Heritage Drive Pleasantville NY 10570 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2021-06-01 | 4,847 | $9.72 | 110,900 | No | 4 | S | Direct | |
Common Stock | Disposition | 2021-06-01 | 100 | $9.73 | 110,800 | No | 4 | S | Direct | |
Common Stock | Disposition | 2021-06-01 | 142 | $9.75 | 110,658 | No | 4 | S | Direct | |
Common Stock | Disposition | 2021-06-01 | 5,000 | $9.69 | 105,658 | No | 4 | S | Direct | |
Common Stock | Disposition | 2021-06-02 | 1,796 | $9.73 | 103,862 | No | 4 | S | Direct | |
Common Stock | Disposition | 2021-06-02 | 3,874 | $9.71 | 99,988 | No | 4 | S | Direct | |
Common Stock | Disposition | 2021-06-02 | 3,041 | $9.72 | 96,947 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |