Filing Details
- Accession Number:
- 0001104659-21-076011
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-06-02 21:41:38
- Reporting Period:
- 2021-06-01
- Accepted Time:
- 2021-06-02 21:41:38
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1786108 | Trinity Capital Inc. | TRIN | () | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1796793 | Louis Steve Brown | C/O Trinity Capital Inc. 3075 West Ray Road, Suite 525 Chandler AZ 85226 | Chairman And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2021-06-01 | 382 | $14.51 | 512,732 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2021-06-01 | 320 | $14.49 | 16,059 | No | 4 | P | Indirect | By The Steven and Patricia Brown Family Trust, dated March 19, 1998 |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Indirect | By The Steven and Patricia Brown Family Trust, dated March 19, 1998 |
Footnotes
- The price reported in Column 4 is a weighted average price, rounded to the nearest hundredth. These shares were bought in multiple transactions at prices ranging from $14.44 to $14.525. The reporting person undertakes to provide Trinity Capital Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased as each separate price within the ranges set forth in this footnote.
- The price reported in Column 4 is a weighted average price, rounded to the nearest hundredth. These shares were bought in multiple transactions at prices ranging from $14.47 to $14.525. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased as each separate price within the ranges set forth in this footnote.
- Includes shares acquired pursuant to the Company's distribution reinvestment plan.
Billionaire Hedge Funds
