Filing Details
- Accession Number:
- 0001245313-11-000058
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-05-03 18:44:18
- Reporting Period:
- 2011-04-30
- Filing Date:
- 2011-05-03
- Accepted Time:
- 2011-05-03 18:44:18
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 719739 | Svb Financial Group | SIVB | State Commercial Banks (6022) | 942856336 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1518729 | Bruce Wallace | 3005 Tasman Drive Santa Clara CA 95054 | Chief Ops Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-04-30 | 438 | $0.00 | 1,894 | No | 4 | J | Direct | |
| Common Stock | Disposition | 2011-04-30 | 160 | $59.91 | 1,734 | No | 4 | J | Direct | |
| Common Stock | Acquisiton | 2011-05-03 | 1,050 | $19.48 | 2,784 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-05-03 | 1,050 | $59.93 | 1,734 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | J | Direct | |
| No | 4 | J | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Restricted Stock Units | Disposition | 2011-04-30 | 438 | $0.00 | 438 | $0.00 |
| Common Stock | Stock Options | Disposition | 2011-05-03 | 1,050 | $19.48 | 1,050 | $19.48 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 25,299 | 2011-04-30 | 2014-04-30 | No | 4 | J | Direct |
| 24,249 | 2010-04-28 | 2016-04-20 | No | 4 | M | Direct |
Footnotes
- A tranch of a restricted stock unit grant has vested and shares of common stock have been issued.
- The reporting person surrendered company stock to pay for taxes associated with the vesting of a previously reported restricted stock unit.
Billionaire Hedge Funds
