Filing Details
- Accession Number:
- 0001203311-11-000015
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-05-03 18:42:22
- Reporting Period:
- 2011-04-29
- Filing Date:
- 2011-05-03
- Accepted Time:
- 2011-05-03 18:42:22
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1060736 | Seattle Genetics Inc | SGEN | Biological Products, (No Disgnostic Substances) (2836) | 911874389 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1202786 | Morris Rosenberg | 21823 30Th Drive Se Bothell WA 98021 | Evp, Process Sciences | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-04-29 | 12,500 | $6.72 | 12,500 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-04-29 | 12,500 | $16.80 | 0 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2011-05-02 | 12,500 | $6.72 | 12,500 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-05-02 | 12,500 | $17.50 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Incentive Stock Option (right to buy) | Disposition | 2011-04-29 | 12,500 | $0.00 | 12,500 | $6.72 |
| Common Stock | Incentive Stock Option (right to buy) | Disposition | 2011-05-02 | 12,500 | $0.00 | 12,500 | $6.72 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 12,500 | 2011-07-09 | No | 4 | M | Direct | |
| 0 | 2011-07-09 | No | 4 | M | Direct |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Dr. Rosenberg on December 22, 2010.
- $17.5001 represents an average price per share for the shares sold on 05/02/11. The sell price for shares sold on this day ranged from $17.50 to $17.505.
- Shares shall vest at a rate of 25% on 7/9/02 and monthly thereafter until all the shares are fully vested on 7/9/05.
Billionaire Hedge Funds
