Filing Details
- Accession Number:
- 0001181431-11-026873
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-05-03 18:30:53
- Reporting Period:
- 2011-04-29
- Filing Date:
- 2011-05-03
- Accepted Time:
- 2011-05-03 18:30:53
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1122904 | Netgear Inc | NTGR | Telephone & Telegraph Apparatus (3661) | 770419172 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1447385 | Wonki Andrew Kim | C/O Netgear, Inc. 350 E. Plumeria Dr. San Jose CA 95134 | Vp, Legal And Corp. Dev. | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-04-29 | 4,000 | $11.41 | 19,935 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2011-04-29 | 2,000 | $18.59 | 21,935 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2011-04-29 | 5,920 | $11.56 | 27,855 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-04-29 | 11,920 | $41.09 | 15,935 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2011-04-29 | 5,920 | $0.00 | 5,920 | $11.56 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2011-04-29 | 4,000 | $0.00 | 4,000 | $11.41 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2011-04-29 | 2,000 | $0.00 | 2,000 | $18.59 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 10,000 | 2018-10-21 | No | 4 | M | Direct | |
| 10,000 | 2019-01-16 | No | 4 | M | Direct | |
| 7,000 | 2018-06-03 | No | 4 | M | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | $21.10 | 2020-02-02 | 15,000 | 15,000 | Direct | |
| Common Stock | Employee Stock Option (Right to Buy) | $20.80 | 2020-06-13 | 8,000 | 8,000 | Direct | |
| Common Stock | Employee Stock Option (Right to Buy) | $35.32 | 2021-02-03 | 15,000 | 15,000 | Direct | |
| Common Stock | Employee Stock Option (Right to Buy) | $33.15 | 2021-04-26 | 1,600 | 1,600 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2020-02-02 | 15,000 | 15,000 | Direct |
| 2020-06-13 | 8,000 | 8,000 | Direct |
| 2021-02-03 | 15,000 | 15,000 | Direct |
| 2021-04-26 | 1,600 | 1,600 | Direct |
Footnotes
- This option becomes exercisable as to 1/4 of the shares on the first anniversary of the vesting commencement date of March 31, 2008, and 1/48th of the shares become exercisable each month thereafter.
- This option becomes exercisable as to 1/4 of the shares on the first anniversary of the vesting commencement date of October 21, 2008, and 1/48th of the shares become exercisable each month thereafter.
- This option becomes exercisable as to 1/4 of the shares on the first anniversary of the vesting commencement date of January 16, 2009, and 1/48th of the shares become exercisable each month thereafter.
- 25% of the option grant is exercisable on 2/2/2011, and 1/48 of the option grant is exercisable each month thereafter.
- 25% of the shares subject to the option shall vest on 6/13/2011, and 1/48th of the shares subject to the option shall vest each month thereafter, subject to the optionee continuing to be a service provider on such dates.
- 25% of the option grant is exercisable on 2/3/2012, and 1/48 of the option grant is exercisable each month thereafter.
- 25% of the option grant is exercisable on 4/26/2012, and 1/48 of the option grant is exercisable each month thereafter.
- The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 29, 2010.
- The sale price reported in Column 4 of Table I represents the weighted average sale price of the shares sold ranging from $39.80 to $43.00 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
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