Filing Details

Accession Number:
0001209191-21-037335
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-06-02 17:33:34
Reporting Period:
2021-05-28
Accepted Time:
2021-06-02 17:33:34
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1788882 Root Inc. ROOT Fire, Marine & Casualty Insurance (6331) 842717903
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1827664 Daniel Manges C/O Root, Inc.
80 E Rich Street, Suite 500
Columbus OH 43215
Chief Technology Officer No Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2021-05-28 150,000 $0.00 150,000 No 4 C Indirect See footnote
Class A Common Stock Disposition 2021-06-01 150,000 $8.80 0 No 4 S Indirect See footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Indirect See footnote
No 4 S Indirect See footnote
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Class B Common Stock Disposition 2021-05-28 150,000 $0.00 150,000 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
10,517,397 No 4 C Indirect
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common Stock 287,424 Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Class A Common Stock Class B Common Stock $0.00 0 1,740,572 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
0 1,740,572 Direct
Footnotes
  1. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
  2. The shares are held by the Manges Trust dated January 27, 2016 for which the Reporting Person is a trustee.
  3. The shares were sold pursuant to a 10b5-1 trading plan.
  4. The shares were sold at prices ranging from $8.61 to $9.20. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.