Filing Details
- Accession Number:
- 0001757932-21-000010
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-06-02 11:55:11
- Reporting Period:
- 2021-05-28
- Accepted Time:
- 2021-06-02 11:55:11
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1757932 | Romeo Power Inc. | RMO | Motor Vehicle Parts & Accessories (3714) | 832289787 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1835248 | Criswell Choi | C/O Romeo Power, Inc. Vernon CA 90058 | Chief Operating Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2021-05-28 | 140,000 | $1.56 | 140,000 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-05-28 | 140,000 | $8.46 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | Disposition | 2021-05-28 | 140,000 | $0.00 | 140,000 | $1.56 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 41,378 | 2029-10-29 | No | 4 | M | Direct |
Footnotes
- The stock option vested in three equal installments on January 12, 2019, 2020 and 2021. On December 31, 2020, the reporting person filed a Form 4, which inadvertantly reported that the vesting schedule for the stock option was tied to the grant date instead of the vesting commencement date, which was January 12, 2018.
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