Filing Details
- Accession Number:
- 0000315189-21-000020
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-06-02 10:32:59
- Reporting Period:
- 2021-06-01
- Accepted Time:
- 2021-06-02 10:32:59
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
315189 | Deere & Co | DE | Farm Machinery & Equipment (3523) | 362382580 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1411741 | Markwart Pentz Von | Deere &Amp; Company One John Deere Place Moline IL 61265 | Pres., Small Ag & Turf | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
$1 Par Common Stock | Acquisiton | 2021-06-01 | 23,463 | $100.55 | 88,416 | No | 4 | M | Direct | |
$1 Par Common Stock | Disposition | 2021-06-01 | 23,463 | $365.19 | 64,593 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Market Priced Options | Disposition | 2021-06-01 | 23,463 | $0.00 | 23,463 | $100.55 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2026-12-14 | No | 4 | M | Direct |
Footnotes
- Exercise of Rule 16b-3 options and related sale of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on March 2, 2021.
- Includes 7,869 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan and the John Deere 2020 Equity and Incentive Plan.
- All options include the ability to withhold shares upon the exercise of the options to satisfy income tax obligations.
- The options became exercisable in three approximately equal tranches on December 14, 2017, 2018, and 2019.