Filing Details
- Accession Number:
- 0001438133-21-000084
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-06-01 19:27:43
- Reporting Period:
- 2021-05-27
- Accepted Time:
- 2021-06-01 19:27:43
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1438133 | Tandem Diabetes Care Inc | TNDM | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1422126 | B David Berger | C/O Tandem Diabetes Care, Inc. 11075 Roselle Street San Diego CA 92121 | Evp, Chief Business/Compliance | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2021-05-27 | 1,626 | $0.00 | 6,488 | No | 4 | M | Direct | |
Common Stock | Disposition | 2021-05-27 | 681 | $85.65 | 5,807 | No | 4 | F | Direct | |
Common Stock | Acquisiton | 2021-05-28 | 1,854 | $9.00 | 7,661 | No | 4 | M | Direct | |
Common Stock | Disposition | 2021-05-28 | 1,854 | $86.45 | 5,807 | No | 4 | S | Direct | |
Common Stock | Disposition | 2021-05-28 | 1,765 | $86.49 | 4,042 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Restricted Stock Unit | Disposition | 2021-05-27 | 1,626 | $0.00 | 1,626 | $0.00 |
Common Stock | Stock Option | Acquisiton | 2021-05-28 | 1,854 | $0.00 | 1,854 | $9.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
4,878 | No | 4 | M | Direct | ||
0 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 242 | Indirect | Berger Family Trust |
Footnotes
- Shares withheld by Tandem Diabetes Care, Inc. (the Company) to satisfy tax withholding requirements on vesting of restricted stock units (RSU). No shares were sold.
- Represents shares of common stock received upon exercise of a stock option award.
- The securities are held by the Berger Family Trust dated April 16, 2008.
- Granted pursuant to the Tandem Diabetes Care, Inc. 2013 Stock Incentive Plan (the 2013 Plan).
- Each RSU represents a contingent right to receive one share of common stock of the Company.
- This RSU award was granted on May 27, 2020. 25% of the RSU vested on May 27, 2021 and the remaining units shall vest in twelve (12) equal quarterly installments thereafter, subject to the terms of the 2013 Plan.
- RSU vest as to twenty-five percent (25%) of the total number of shares subject to the RSU on 5/27/2021, and the remaining shares shall vest in twelve (12) equal quarterly installments thereafter.
- The options vested as to twenty-five percent (25%) of the underlying shares on 5/17/2018, and the remaining shares vested in thirty-six (36) equal monthly installments thereafter.
- The expiration date for these options is 10 years from the date of grant.