Filing Details
- Accession Number:
- 0001181431-11-026817
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-05-03 18:00:45
- Reporting Period:
- 2011-05-02
- Filing Date:
- 2011-05-03
- Accepted Time:
- 2011-05-03 18:00:45
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1288469 | Maxlinear Inc | MXL | Semiconductors & Related Devices (3674) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1478344 | Kimihiko Imura | 2051 Palomar Airport Road Suite 100 Carlsbad CA 92011 | Vp, Semiconductor Tech & Ops | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock ($0.0001 Par Value) | Disposition | 2011-05-02 | 23 | $9.42 | 349 | No | 4 | S | Direct | |
| Class A Common Stock ($0.0001 Par Value) | Disposition | 2011-05-02 | 49 | $9.43 | 300 | No | 4 | S | Direct | |
| Class A Common Stock ($0.0001 Par Value) | Disposition | 2011-05-02 | 300 | $9.52 | 0 | No | 4 | S | Direct | |
| Class A Common Stock ($0.0001 Par Value) | Acquisiton | 2011-05-02 | 2,500 | $0.00 | 2,500 | No | 4 | C | Indirect | See Footnote |
| Class A Common Stock ($0.0001 Par Value) | Disposition | 2011-05-02 | 100 | $9.10 | 2,400 | No | 4 | S | Indirect | See Footnote |
| Class A Common Stock ($0.0001 Par Value) | Disposition | 2011-05-02 | 100 | $9.14 | 2,300 | No | 4 | S | Indirect | See Footnote |
| Class A Common Stock ($0.0001 Par Value) | Disposition | 2011-05-02 | 100 | $9.23 | 2,200 | No | 4 | S | Indirect | See Footnote |
| Class A Common Stock ($0.0001 Par Value) | Disposition | 2011-05-02 | 100 | $9.25 | 2,100 | No | 4 | S | Indirect | See Footnote |
| Class A Common Stock ($0.0001 Par Value) | Disposition | 2011-05-02 | 200 | $9.26 | 1,900 | No | 4 | S | Indirect | See Footnote |
| Class A Common Stock ($0.0001 Par Value) | Disposition | 2011-05-02 | 400 | $9.26 | 1,500 | No | 4 | S | Indirect | See Footnote |
| Class A Common Stock ($0.0001 Par Value) | Disposition | 2011-05-02 | 200 | $9.27 | 1,300 | No | 4 | S | Indirect | See Footnote |
| Class A Common Stock ($0.0001 Par Value) | Disposition | 2011-05-02 | 100 | $9.27 | 1,200 | No | 4 | S | Indirect | See Footnote |
| Class A Common Stock ($0.0001 Par Value) | Disposition | 2011-05-02 | 100 | $9.28 | 1,100 | No | 4 | S | Indirect | See Footnote |
| Class A Common Stock ($0.0001 Par Value) | Disposition | 2011-05-02 | 100 | $9.29 | 1,000 | No | 4 | S | Indirect | See Footnote |
| Class A Common Stock ($0.0001 Par Value) | Disposition | 2011-05-02 | 400 | $9.30 | 600 | No | 4 | S | Indirect | See Footnote |
| Class A Common Stock ($0.0001 Par Value) | Disposition | 2011-05-02 | 100 | $9.31 | 500 | No | 4 | S | Indirect | See Footnote |
| Class A Common Stock ($0.0001 Par Value) | Disposition | 2011-05-02 | 100 | $9.35 | 400 | No | 4 | S | Indirect | See Footnote |
| Class A Common Stock ($0.0001 Par Value) | Disposition | 2011-05-02 | 300 | $9.36 | 100 | No | 4 | S | Indirect | See Footnote |
| Class A Common Stock ($0.0001 Par Value) | Disposition | 2011-05-02 | 100 | $9.52 | 0 | No | 4 | S | Indirect | See Footnote |
| Class A Common Stock ($0.0001 Par Value) | Acquisiton | 2011-05-02 | 2,500 | $0.00 | 2,500 | No | 4 | C | Indirect | See Footnote |
| Class A Common Stock ($0.0001 Par Value) | Disposition | 2011-05-02 | 199 | $9.15 | 2,301 | No | 4 | S | Indirect | See Footnote |
| Class A Common Stock ($0.0001 Par Value) | Disposition | 2011-05-02 | 100 | $9.23 | 2,201 | No | 4 | S | Indirect | See Footnote |
| Class A Common Stock ($0.0001 Par Value) | Disposition | 2011-05-02 | 100 | $9.25 | 2,101 | No | 4 | S | Indirect | See Footnote |
| Class A Common Stock ($0.0001 Par Value) | Disposition | 2011-05-02 | 300 | $9.26 | 1,801 | No | 4 | S | Indirect | See Footnote |
| Class A Common Stock ($0.0001 Par Value) | Disposition | 2011-05-02 | 200 | $9.26 | 1,601 | No | 4 | S | Indirect | See Footnote |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | C | Indirect | See Footnote |
| No | 4 | S | Indirect | See Footnote |
| No | 4 | S | Indirect | See Footnote |
| No | 4 | S | Indirect | See Footnote |
| No | 4 | S | Indirect | See Footnote |
| No | 4 | S | Indirect | See Footnote |
| No | 4 | S | Indirect | See Footnote |
| No | 4 | S | Indirect | See Footnote |
| No | 4 | S | Indirect | See Footnote |
| No | 4 | S | Indirect | See Footnote |
| No | 4 | S | Indirect | See Footnote |
| No | 4 | S | Indirect | See Footnote |
| No | 4 | S | Indirect | See Footnote |
| No | 4 | S | Indirect | See Footnote |
| No | 4 | S | Indirect | See Footnote |
| No | 4 | S | Indirect | See Footnote |
| No | 4 | C | Indirect | See Footnote |
| No | 4 | S | Indirect | See Footnote |
| No | 4 | S | Indirect | See Footnote |
| No | 4 | S | Indirect | See Footnote |
| No | 4 | S | Indirect | See Footnote |
| No | 4 | S | Indirect | See Footnote |
Footnotes
- Reflects shares of Class B common stock converted into an equivalent number of shares of Class A common stock pursuant to a power of attorney granted by the reporting person on June 7, 2010 in connection with the adoption of a Rule 10b5-1 trading plan.
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 7, 2010.
- Shares held directly by KI Trust, a grantor retained annuity trust, for which the Reporting Person serves as trustee.
- Shares held directly by YI Trust, a grantor retained annuity trust, for which the Reporting Person's spouse serves as trustee.
Billionaire Hedge Funds
