Filing Details
- Accession Number:
- 0001104659-21-074995
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-06-01 16:01:51
- Reporting Period:
- 2021-05-27
- Accepted Time:
- 2021-06-01 16:01:51
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1517006 | Gatos Silver Inc. | GATO | Gold And Silver Ores (1040) | 272654848 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1829229 | Felipe Luis Huerta | C/O Gatos Silver, Inc., 8400 E. Crescent Parkway, Suite 600 Greenwood Village CO 80111 | Vice President, Mexico | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2021-05-27 | 19,700 | $7.00 | 19,700 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2021-05-27 | 15,785 | $7.00 | 35,485 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2021-05-27 | 300 | $9.00 | 35,785 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-05-27 | 35,785 | $16.15 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2021-05-27 | 19,700 | $0.00 | 19,700 | $7.00 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2021-05-27 | 15,785 | $0.00 | 15,785 | $7.00 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2021-05-27 | 300 | $0.00 | 300 | $9.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2025-05-15 | No | 4 | M | Direct | |
| 0 | 2025-12-23 | No | 4 | M | Direct | |
| 32,200 | 2026-12-15 | No | 4 | M | Direct |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.15 to $16.20, inclusive. The reporting person undertakes to provide to Gatos Silver, Inc. (the "Issuer"), any shareholder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.
- These options were granted on May 15, 2015 and are fully vested.
- The options were granted on December 23, 2015 and are fully vested.
- The options were granted on August 31, 2017 and November 20, 2017 and are fully vested.
Billionaire Hedge Funds
