Filing Details
- Accession Number:
- 0001127602-11-014806
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-05-03 17:40:37
- Reporting Period:
- 2011-05-02
- Filing Date:
- 2011-05-03
- Accepted Time:
- 2011-05-03 17:40:37
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 912833 | West Marine Inc | WMAR | Retail-Auto Dealers & Gasoline Stations (5500) | 770355502 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1239218 | Geoff Eisenberg | C/O West Marine 500 Westridge Drive Watsonville CA 95076 | Chief Executive Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-05-02 | 2,000 | $6.08 | 2,000 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-05-02 | 100 | $10.80 | 1,900 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-05-02 | 1,200 | $10.80 | 700 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-05-02 | 700 | $10.79 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-qualified Stock Option (Right to Buy) | Disposition | 2011-05-02 | 2,000 | $0.00 | 2,000 | $6.08 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 515,000 | 2001-11-10 | 2011-05-10 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 449,299 | Indirect | By Trust |
Footnotes
- Does not include 12,000 shares held by Mr. Eisenberg's children. Mr. Eisenberg disclaims beneficial ownership of shares attributable to his children.
- These options were exercised as they were due to expire on May 10, 2011.
- Options granted under the Issuer's Omnibus Equity Incentive Plan, as amended.
- Consists of 75,000 unvested stock options and 440,000 exercisable stock options.
Billionaire Hedge Funds
