Filing Details
- Accession Number:
- 0001437749-21-013771
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-05-28 20:46:00
- Reporting Period:
- 2021-05-27
- Accepted Time:
- 2021-05-28 20:46:00
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1334933 | Uranium Energy Corp | UEC | Miscellaneous Metal Ores (1090) | 980399476 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1509171 | David Kong | 7440 Afton Drive Richmond A1 V7A 1A3 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2021-05-27 | 35,000 | $1.28 | 155,948 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-05-27 | 13,618 | $3.29 | 142,330 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2021-05-27 | 5,000 | $3.18 | 137,330 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-05-27 | 5,000 | $3.22 | 132,330 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-05-27 | 5,000 | $3.19 | 127,330 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-05-27 | 5,000 | $3.15 | 122,330 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-05-27 | 5,000 | $3.13 | 117,330 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-05-28 | 5,000 | $3.20 | 112,330 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-05-28 | 5,000 | $3.22 | 107,330 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Options | Disposition | 2021-05-27 | 35,000 | $0.00 | 35,000 | $1.28 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 165,000 | 2019-08-22 | 2022-08-22 | No | 4 | M | Direct |
Footnotes
- The Reporting Person exercised options previously granted to him under the Company stock incentive plan, electing to pay the exercise price pursuant to the deemed net-stock exercise provision of such plan. As such, the Issuer withheld 13,618 shares at a fair market value of $3.29 per share being equal to the exercise price, such that the Reporting Person was issued 21,382 shares.
- Granted pursuant to and in accordance with the Company's stock incentive plan.
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