Filing Details

Accession Number:
0001140361-21-019268
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-05-28 17:00:32
Reporting Period:
2021-05-27
Accepted Time:
2021-05-28 17:00:32
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1631596 Kkr Real Estate Finance Trust Inc. KREF () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1081714 R Henry Kravis C/O Kohlberg Kravis Roberts &Amp; Co. L.p.
30 Hudson Yards
New York NY 10001
No No No No
1081715 R George Roberts C/O Kohlberg Kravis Roberts &Amp; Co. L.p.
2800 Sand Hill Road, Suite 200
Menlo Park CA 94025
No No No No
1386926 Kkr Financial Holdings Llc C/O Kohlberg Kravis Roberts &Amp; Co. L.p.
30 Hudson Yards
New York NY 10001
No No No No
1404912 Kkr & Co. Inc. C/O Kohlberg Kravis Roberts &Amp; Co. L.p.
30 Hudson Yards
New York NY 10001
No No No No
1472694 Llp Management Kkr C/O Kohlberg Kravis Roberts &Amp; Co. L.p.
30 Hudson Yards
New York NY 10001
No No No No
1472698 L.p. Partnership Group Kkr C/O Kohlberg Kravis Roberts &Amp; Co. L.p.
30 Hudson Yards
New York NY 10001
No No No No
1704427 Kkr Reft Holdings Gp Llc C/O Kohlberg Kravis Roberts &Amp; Co. L.p.
30 Hudson Yards
New York NY 10001
No No No No
1704430 L.p. Holdings Reft Kkr C/O Kohlberg Kravis Roberts &Amp; Co. L.p.
30 Hudson Yards
New York NY 10001
No No No No
1704539 Kkr Reft Asset Holdings Llc C/O Kohlberg Kravis Roberts &Amp; Co. L.p.
30 Hudson Yards
New York NY 10001
No No No No
1743754 Kkr Group Holdings Corp. C/O Kohlberg Kravis Roberts &Amp; Co. L.p.
30 Hudson Yards
New York NY 10001
No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2021-05-27 750,000 $20.07 14,250,000 No 4 S Indirect See Footnotes
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect See Footnotes
Footnotes
  1. This amount represents the $20.30 secondary price per share of common stock, par value $0.01 per share ("Common Stock"), of KKR Real Estate Finance Trust Inc. (the "Issuer") less the underwriting discount of $0.23 per share for shares sold by KKR REFT Holdings L.P. in connection with the underwriters' exercise of their over-allotment option granted in connection with an underwritten public offering.
  2. The general partner of KKR REFT Holdings L.P. is KKR REFT Holdings GP LLC, which is wholly owned by KKR REFT Asset Holdings LLC. KKR REFT Asset Holdings LLC is owned by KKR Group Partnership L.P. and KKR Financial Holdings LLC, whose common shares are wholly owned by KKR Group Partnership L.P. KKR Group Holdings Corp. is the general partner of KKR Group Partnership L.P. KKR & Co. Inc. is the sole shareholder of KKR Group Holdings Corp. KKR Management LLP is the Series I preferred stockholder of KKR & Co. Inc. Henry R. Kravis and George R. Roberts are the founding partners of KKR Management LLP.
  3. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein.