Filing Details
- Accession Number:
- 0001713683-21-000089
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-05-28 16:36:39
- Reporting Period:
- 2021-05-27
- Accepted Time:
- 2021-05-28 16:36:39
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1713683 | Zscaler Inc. | ZS | Services-Computer Programming Services (7371) | 261173892 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1733850 | Amit Sinha | C/O Zscaler, Inc. 120 Holger Way San Jose CA 95134 | President Of R&D And Cto | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2021-05-27 | 7,000 | $5.93 | 276,192 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-05-27 | 400 | $189.03 | 275,792 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-05-27 | 400 | $190.00 | 275,392 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-05-27 | 400 | $190.71 | 274,992 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-05-27 | 900 | $192.90 | 274,092 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-05-27 | 3,400 | $193.85 | 270,692 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-05-27 | 1,200 | $194.67 | 269,492 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-05-27 | 300 | $195.63 | 269,192 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2021-05-27 | 7,000 | $0.00 | 7,000 | $5.93 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 106,333 | 2027-04-10 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 149,702 | Indirect | See footnote |
| Common Stock | 82,375 | Indirect | See Footnote |
| Common Stock | 82,374 | Indirect | See Footnote |
| Common Stock | 48,000 | Indirect | See Footnote |
| Common Stock | 53,000 | Indirect | See footnote |
| Common Stock | 53,000 | Indirect | See Footnote |
Footnotes
- The sale reported in the Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted on September 29, 2020.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $188.48 to $189.46, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) through (8) to this Form 4.
- The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $189.51 to $190.28, inclusive.
- The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $190.61 to $190.88, inclusive.
- The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $192.26 to $193.21, inclusive.
- The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $193.28 to $194.27, inclusive.
- The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $194.43 to $195.33, inclusive.
- The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $195.59 to $195.66, inclusive.
- The shares are held of record by the Sinha Revocable Trust dated September 24, 2011 for which the reporting person serves as trustee.
- The shares are held of record in trust for the reporting person's minor son for which Neha and Piyush Kumar serve as co-trustees.
- The shares are held of record in trust for the reporting person's minor daughter for which Neha and Piyush Kumar serve as co-trustees.
- The shares are held of record by the Amit & Deepali Sinha Foundation for which the reporting person and his spouse serve as trustees.
- The shares are held of record by the South Dakota Trust Co. LLC TTEE Sinha Family Incentive Trust
- The shares are held of record by the South Dakota Trust Co. LLC TTEE Sinha Education Excellence Trust.
- One-fourth of the shares subject to the option vest on November 1, 2018 and 1/48 of the shares vest monthly thereafter.
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