Filing Details

Accession Number:
0001225208-21-008635
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-05-28 16:38:40
Reporting Period:
2021-05-28
Accepted Time:
2021-05-28 16:38:40
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
316709 Schwab Charles Corp SCHW Security Brokers, Dealers & Flotation Companies (6211) 943025021
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1632346 S William Haraf 3000 Schwab Way
Westlake TX 76262
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2021-05-28 7,835 $31.21 40,336 No 4 M Direct
Common Stock Disposition 2021-05-28 7,835 $73.96 32,501 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Nonqualified Stock Option (right to buy) Disposition 2021-05-28 7,835 $0.00 7,835 $31.21
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2025-05-15 No 4 M Direct
Footnotes
  1. This transaction was executed in multiple trades at prices ranging from $73.92 to $73.99. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  2. The date first exercisable is 5/15/2016.