Filing Details
- Accession Number:
- 0001209191-21-036523
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-05-28 16:10:58
- Reporting Period:
- 2021-05-27
- Accepted Time:
- 2021-05-28 16:10:58
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1811414 | Quantumscape Corp | QS | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1177264 | Iii O Michael Mccarthy | C/O Quantumscape Corporation 1730 Technology Drive San Jose CA 95110 | Chief Legal Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2021-05-27 | 14,521 | $0.00 | 972,882 | No | 4 | C | Direct | |
Class A Common Stock | Disposition | 2021-05-27 | 100,000 | $26.15 | 872,882 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class B Common Stock | Stock Option (right to buy) | Disposition | 2021-05-27 | 14,521 | $0.00 | 14,521 | $0.64 |
Class A Common Stock | Class B Common Stock | Acquisiton | 2021-05-27 | 14,521 | $0.00 | 14,521 | $0.64 |
Class A Common Stock | Class B Common Stock | Disposition | 2021-05-27 | 14,521 | $0.00 | 14,521 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
110,152 | 2014-04-08 | 2023-05-01 | No | 4 | M | Direct |
14,521 | No | 4 | M | Direct | ||
0 | No | 4 | C | Direct |
Footnotes
- Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the Reporting Person's election and has no expiration date.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.00 to $26.50, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
- Includes 452,447 shares represented by RSUs. Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. A portion of the RSUs vest each quarter, subject to the Reporting Person's continued service as of each vesting date.
- 25% of the shares subject to the option vested and became exercisable on April 8, 2014, and the remaining shares will vest monthly thereafter, subject to the Reporting Person's continued service at each vesting date.