Filing Details
- Accession Number:
- 0001225208-21-008630
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-05-28 15:18:36
- Reporting Period:
- 2021-05-28
- Accepted Time:
- 2021-05-28 15:18:36
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
316709 | Schwab Charles Corp | SCHW | Security Brokers, Dealers & Flotation Companies (6211) | 943025021 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1188405 | Arun Sarin | 3000 Schwab Way Westlake TX 76262 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2021-05-28 | 14,345 | $19.21 | 30,810 | No | 4 | M | Indirect | by Trust |
Common Stock | Acquisiton | 2021-05-28 | 5,500 | $25.01 | 36,310 | No | 4 | M | Indirect | by Trust |
Common Stock | Disposition | 2021-05-28 | 19,845 | $73.75 | 16,465 | No | 4 | S | Indirect | by Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Indirect | by Trust |
No | 4 | M | Indirect | by Trust |
No | 4 | S | Indirect | by Trust |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Nonqualified Stock Option (right to buy) | Disposition | 2021-05-28 | 5,500 | $0.00 | 5,500 | $25.01 |
Common Stock | Nonqualified Stock Option (right to buy) | Disposition | 2021-05-28 | 14,345 | $0.00 | 14,345 | $19.21 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
5,011 | 2024-05-19 | No | 4 | M | Direct | |
0 | 2023-05-20 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 4,997 | Direct |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $73.68 to $73.805. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- The date first exercisable is 5/19/2015.
- The date first exercisable is 5/20/2014.