Home > Insider Trading > Filing (0001420506-21-000813)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
946454	Ballantyne Strong Inc.	BTN	Photographic Equipment & Supplies (3861)	470587703

Insiders

Cik	Name	Reported Address	Director	Officer	Large Shareholder	Other
1187586	H Joseph Moglia	C/O Fundamental Global Investors, Llc 108 Gateway Boulevard, Suite 204 Mooresville NC 28117	No	No	Yes	No
1591508	Fundamental Global Investors, Llc	108 Gateway Boulevard Suite 204 Mooresville NC 28117	Yes	No	Yes	No
1619951	M Lewis Johnson	C/O Fundamental Global Investors, Llc 108 Gateway Boulevard, Suite 204 Mooresville NC 28117	No	No	Yes	No
1619991	Kyle Cerminara	C/O Fundamental Global Investors, Llc 108 Gateway Boulevard, Suite 204 Mooresville NC 28117	Yes	No	Yes	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock, Par Value $0.01 Per Share	Acquisiton	2021-05-26	34,911	$5.19	59,211	No	4	P	Indirect	FUNDAMENTAL GLOBAL CAPITAL APPRECIATION FUND, LP
Common Stock, Par Value $0.01 Per Share	Disposition	2021-05-26	34,911	$5.19	0	No	4	S	Indirect	FGI GLOBAL ASSET ALLOCATION FUND, LTD.

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	FUNDAMENTAL GLOBAL CAPITAL APPRECIATION FUND, LP
No	4	S	Indirect	FGI GLOBAL ASSET ALLOCATION FUND, LTD.

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock, Par Value $0.01 Per Share	1,793,591	Indirect	FUNDAMENTAL ACTIVIST FUND I, LP
Common Stock, Par Value $0.01 Per Share	853,619	Indirect	FUNDAMENTAL GLOBAL HOLDINGS, LP
Common Stock, Par Value $0.01 Per Share	2,188,243	Indirect	FUNDAMENTAL GLOBAL PARTNERS MASTER FUND, LP
Common Stock, Par Value $0.01 Per Share	270,123	Indirect	FGI GLOBAL ASSET ALLOCATION MASTER FUND, LP

Footnotes

The funds managed by Fundamental Global Investors, LLC beneficially own in the aggregate 5,164,787 shares of Common Stock, which represents approximately 28.2% of the Company's outstanding shares of Common Stock. Fundamental Global Investors, LLC may be deemed to be a beneficial owner of the shares of Common Stock that are directly owned by Fundamental Global Partners Master Fund, LP ("FGPM"), Fundamental Global Holdings, LP ("FGHP"), FGI Global Asset Allocation Fund, Ltd. ("FGAA"), FGI Global Asset Allocation Master Fund, LP ("FGGM"), Fundamental Activist Fund I, LP ("FAFI") and Fundamental Global Capital Appreciation Fund, LP ("FGCA").
Due to their positions with Fundamental Global Investors, LLC and affiliated entities, Messrs. D. Kyle Cerminara, Lewis M. Johnson and Joseph H. Moglia may be deemed to be beneficial owners of the shares of Common Stock disclosed as directly owned by FGPM, FGHP, FGAA, FGGM, FAFI and FGCA. Each Reporting Person disclaims beneficial ownership of the shares referred to herein except to the extent of his or its pecuniary interest therein.
Represents a cross-trade between FGAA and FGCA, in which FGAA disposed of and FGCA acquired the reported shares. Accordingly, there was no change in the aggregate beneficial ownership of the Reporting Persons.
Mr. Moglia holds 636,291 shares of Common Stock directly and through the Moglia Family Foundation and trusts. Messrs. Cerminara and Johnson also hold additional shares of Common Stock.