Filing Details
- Accession Number:
- 0001439288-21-000137
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-05-27 20:42:13
- Reporting Period:
- 2021-05-25
- Accepted Time:
- 2021-05-27 20:42:13
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1439288 | Rexnord Corp | RXN | General Industrial Machinery & Equipment (3560) | 205197013 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1535684 | W Mark Peterson | 511 W. Freshwater Way Milwaukee WI 53204 | Svp & Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2021-05-25 | 33,726 | $0.00 | 101,074 | No | 4 | A | Direct | |
| Common Stock | Disposition | 2021-05-25 | 16,984 | $50.00 | 84,090 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | A | Direct | |
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 3,631 | Indirect | By 401(k) Plan |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | $19.70 | 2026-05-20 | 98,284 | 98,284 | Direct | |
| Common Stock | Stock Option (right to buy) | $23.13 | 2027-05-19 | 58,642 | 58,642 | Direct | |
| Common Stock | Stock Option (right to buy) | $28.91 | 2028-05-25 | 22,994 | 22,994 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2026-05-20 | 98,284 | 98,284 | Direct |
| 2027-05-19 | 58,642 | 58,642 | Direct |
| 2028-05-25 | 22,994 | 22,994 | Direct |
Footnotes
- Based on Rexnord Corporation's performance during the three-year performance period (April 1, 2018 - March 31, 2021), performance stock units vested.
- Shares were sold to satisfy tax withholding obligations and related fees in connection with the vesting of restricted stock units and performance stock units.
- This transaction was executed in multiple trades at prices ranging from $49.72 to $50.71. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.
- Based on information from the trustee of the 401(k) Plan.
- Option fully vested.
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