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Filing Details

Accession Number:: 0001288469-21-000152
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2021-05-27 19:44:25
Reporting Period:: 2021-05-25

Accepted Time:: 2021-05-27 19:44:25
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1288469	Maxlinear Inc	MXL	Semiconductors & Related Devices (3674)	141896129

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1478340	Kishore Seendripu	C/O Maxlinear, Inc. 5966 La Place Court, Suite 100 Carlsbad CA 92008	Chairman, President And Ceo	Yes	Yes	Yes	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2021-05-25	21,090	$9.23	211,596	No	4	M	Direct
Common Stock	Disposition	2021-05-25	13,204	$36.45	198,392	No	4	S	Direct
Common Stock	Acquisiton	2021-05-26	21,090	$9.23	219,482	No	4	M	Direct
Common Stock	Disposition	2021-05-26	13,198	$36.62	206,284	No	4	S	Direct
Common Stock	Acquisiton	2021-05-27	21,090	$9.23	227,374	No	4	M	Direct
Common Stock	Disposition	2021-05-27	13,056	$38.23	214,318	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Stock Option (right to buy)	Disposition	2021-05-25	21,090	$0.00	21,090	$9.23
Common Stock	Stock Option (right to buy)	Disposition	2021-05-26	21,090	$0.00	21,090	$9.23
Common Stock	Stock Option (right to buy)	Disposition	2021-05-27	21,090	$0.00	21,090	$9.23

Remaning Holdings	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
84,347	2021-06-02	No	4	M	Direct
63,257	2021-06-02	No	4	M	Direct
42,167	2021-06-02	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	551,430	Indirect	See footnote
Common Stock	410,731	Indirect	See footnote
Common Stock	410,731	Indirect	See footnote
Common Stock	344,997	Indirect	See footnote
Common Stock	344,997	Indirect	See footnote
Common Stock	394,891	Indirect	See footnote
Common Stock	394,891	Indirect	See footnoe
Common Stock	396,526	Indirect	See footnote
Common Stock	396,526	Indirect	See footnote
Common Stock	18,920	Indirect	See footnote

Footnotes

Represents the weighted average share price of an aggregate total of 13,204 shares sold in the price range of $36.18 to $36.69 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Represents the weighted average share price of an aggregate total of 13,198 shares sold in the price range of $36.347 to $36.84 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Represents the weighted average share price of an aggregate total of 13,056 shares sold in the price range of $38.065 to $38.375 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Shares held by the Seendripu Family Trust dated 10/5/09, a trust for the benefit of the Reporting Person and the Reporting Person's spouse, for which the Reporting Person and the Reporting Person's spouse serve as trustees.
Shares held by the Kishore V. Seendripu 2019 Annuity Trust dated May 6, 2019, a grantor retained annuity trust, for which the Reporting Person serves as trustee.
Shares held by the Rekha S. Seendripu 2019 Annuity Trust dated May 6, 2019, a grantor retained annuity trust, for which the Reporting Person serves as trustee.
Shares held by the Kishore V. Seendripu 2019-2 Annuity Trust dated November 9, 2019, a grantor retained annuity trust, for which the Reporting Person serves as trustee.
Shares held by the Rekha S. Seendripu 2019-2 Annuity Trust dated November 9, 2019, a grantor retained annuity trust, for which the Reporting Person serves as trustee.
Shares held by the Kishore V. Seendripu 2020 Annuity Trust A dated June 1, 2020, a grantor retained annuity trust, for which the Reporting Person serves as trustee.
Shares held by the Rekha S. Seendripu 2020 Annuity Trust A dated June 1, 2020, a grantor retained annuity trust, for which the Reporting Person serves as trustee.
Shares held by the IKS Heritage Trust dated July 13, 2020, a trust for the benefit of the Reporting Person's child, and for which the Reporting Person serves as co-trustee.
Shares held by the SS Heritage Trust dated July 13, 2020, a trust for the benefit of the Reporting Person's child, and for which the Reporting Person serves as co-trustee.
Shares held by the Seendripu Relatives Trust dated 10/5/09, a trust for the benefit of the Reporting Person's parents and siblings, and for which the Reporting Person serves as trustee.
Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 105,437 shares subject to the option vested and became exercisable on August 20, 2014, and an additional one-sixteenth (1/16th) of the shares subject to the option shall vest and become exercisable on each successive November 20, February 20, May 20, and August 20 thereafter, such that the award shall be fully vested and exercisable on May 20, 2018.