Filing Details
- Accession Number:
- 0001179110-21-006050
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-05-27 18:34:24
- Reporting Period:
- 2021-05-26
- Accepted Time:
- 2021-05-27 18:34:24
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1370450 | Willdan Group Inc. | WLDN | Services-Engineering Services (8711) | 141951112 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1395188 | Donald Thomas Brisbin | 2401 East Katella Avenue Suite 300 Anaheim CA 92806 | Chief Executive Officer | Yes | Yes | No | Yes |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2021-05-26 | 2,049 | $4.01 | 340,589 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-05-26 | 1,148 | $36.65 | 339,441 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options (Right to Buy) | Acquisiton | 2021-05-26 | 2,049 | $0.00 | 2,049 | $4.01 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2021-06-06 | No | 4 | M | Direct |
Footnotes
- Includes 25,000 shares of restricted stock that vest in four equal installments on each of March 9, 2022, March 9, 2023, March 9, 2024 and March 9, 2025, subject to the Reporting Person's continued service to the Issuer through the applicable vesting date.
- The price reported in Column 4 is the weighted average price. These shares were sold in multiple transactions at prices ranging from $36.55 to $37.00, inclusive. The reporting person undertakes to provide to Willdan Group, Inc., any security holder of Willdan Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- Stock options granted under the Willdan Group, Inc. Amended and Restated 2008 Performance Incentive Plan, which vested in three equal installments on each of June 6, 2012, June 6, 2013 and June 6, 2014.
Billionaire Hedge Funds
