Filing Details
- Accession Number:
- 0001104659-21-073345
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-05-27 17:22:55
- Reporting Period:
- 2021-05-25
- Accepted Time:
- 2021-05-27 17:22:55
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1517006 | Gatos Silver Inc. | GATO | Gold And Silver Ores (1040) | 272654848 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1829229 | Felipe Luis Huerta | C/O Gatos Silver, Inc., 8400 E. Crescent Parkway, Suite 600 Greenwood Village CO 80111 | Vice President, Mexico | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2021-05-25 | 300 | $7.00 | 300 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-05-25 | 300 | $16.63 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2021-05-25 | 300 | $0.00 | 300 | $7.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 19,700 | 2025-05-15 | No | 4 | M | Direct |
Footnotes
- These options were granted on May 15, 2015 and are fully vested.
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